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Showing 21 - 30 of 1086 results for "Appeal"

ASIC bans director who promised 150% returns

ELIZA BAVIN  |  THURSDAY, 21 MAR 2024
... services law due to his "fundamental lack of competence as well as his lack of fitness and propriety". Creigh has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

ASIC bans Queensland financial adviser

ELIZA BAVIN  |  WEDNESDAY, 20 MAR 2024
... representatives. Rose's banning has been recorded on ASIC's banned and disqualified register, though he has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

ASIC ends legal battle: Provide Capital's appeal quashed

ANDREW MCKEAN  |  MONDAY, 18 MAR 2024
The Federal Court has dismissed an appeal by Provide Capital; it must now comply with a notice issued by ASIC to produce documents and pay the regulator's legal costs. ASIC had previously served a notice on Provide Capital to produce documents as part ...

Court dismisses ASIC lawsuit against Finder

KARREN VERGARA  |  FRIDAY, 15 MAR 2024
... that the Finder Earn product is a debenture, those contraventions cannot be made out," the judge said. ASIC has 28 days to appeal to the Federal Court.

ATO refers SMSF auditors to ASIC

JAMIE WILLIAMSON  |  THURSDAY, 14 MAR 2024
Fifteen self-managed super fund (SMSF) auditors have been reprimanded for performing in-house audits. The Australian Taxation Office (ATO) referred 15 SMSF auditors to ASIC following a review of files from audit firms. ASIC said it had concerns that ...

EG to target intermediaries

CHLOE WALKER  |  TUESDAY, 5 MAR 2024
The real estate giant plans to expand into the intermediaries sector with the recent hire of Mark Weingarth as its director of business management. Weingarth, who officially joined EG in October last year, brings over 17 years of experience in financial ...

Insight Investment Consultants rebrands

JAMIE WILLIAMSON  |  FRIDAY, 1 MAR 2024
... have developed a robust process and technology systems to support our new research offering that we are confident will appeal to a wide audience," he said. Meantime, to further support the expansion, Leo Mauceri has been promoted to general manager ...

Annuities too expensive for most retirees: Research

JAMIE WILLIAMSON  |  THURSDAY, 29 FEB 2024
... "Since these rates of return slightly exceed the capital stable retirement long-run index, this suggests annuities could appeal to risk-averse fund members," Rainmaker noted. Another potential market for annuities providers may be among retirees looking ...

HNWI collecting activity stoops: Knight Frank

CHLOE WALKER  |  THURSDAY, 29 FEB 2024
... also probably been a degree of profit taking," Hatlapa said. "Some marques like BMW (up 9%) and Lamborghini (up 18%) which appeal to a younger breed of collector bucked the trend in 2023." Handbags, which topped KFLII just a few years ago, also saw notable ...

Copia seals distribution partnership

KARREN VERGARA  |  WEDNESDAY, 28 FEB 2024
... Brookfield Global Infrastructure Index's 7% p.a. Copia chief executive Sam Baillieu said this fund will have widespread appeal with investors seeking exposure to a strategy with long-term capital growth that accounts for inflation. "We are pleased ...