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Showing 61 - 70 of 1230 results for "Appeal"

Former United Global Capital adviser banned

JAMIE WILLIAMSON  |  MONDAY, 1 SEP 2025
Former United Global Capital (UGC) adviser Milutin Petrovic is banned for six years after ASIC found he failed key advice obligations when recommending clients invest their retirement savings into the Global Capital Property Fund Limited (GCPF). Petrovic ...

Former adviser back in Australia to face theft charges

JAMIE WILLIAMSON  |  MONDAY, 25 AUG 2025
... was sought, but Pearson fought the extradition for several years before the New Zealand Supreme Court dismissed her fifth appeal in May this year. Pearson arrived in Australia late last week, facing the Perth Magistrates Court on 136 counts of stealing. ...

Singapore investment firm to add 835 student beds in Perth

MATTHEW WAI  |  MONDAY, 25 AUG 2025
... sector. "We are excited about this scaling opportunity and look forward to delivering a top-tier asset that will greatly appeal to both students and investors." The site is situated in a major transportation hub in the Perth CBD, offering convenient ...

Adviser banned for UGC, Shield involvement

MATTHEW WAI  |  TUESDAY, 19 AUG 2025
... financial services and engaging in any function at any financial services business for four years. Rankin has the right to appeal the decision to the Administrative Review Tribunal.

Decade-long ban for UGC director upheld

MATTHEW WAI  |  WEDNESDAY, 13 AUG 2025
... ban handed down in June 2024. The Tribunal conducted two hearings since the application and have ultimately rejected the appeal. Hewish was banned from providing financial services for 10 years in June 2024. He was the sole director, responsible entity ...

CBA sets aside $52m for remediation

ELIZA BAVIN  |  WEDNESDAY, 13 AUG 2025
... 2020, and dismissed by the court in May 2025, relating to commissions paid to Count Financial and its advisers, CBA said an appeal has been lodged by the applicant, but the court has yet to schedule a hearing. Count Financial was a subsidiary of CBA ...

Adviser banned for PRP supervision failures

MATTHEW WAI  |  THURSDAY, 31 JUL 2025
... contraventions of the PRP. The banning has been recorded on ASIC's Banned and Disqualified Register, and Potter has the right to appeal the decision to the Administrative Review Tribunal. "The supervisor must ensure appropriate supervision is provided ...

ASIC loses appeal against Finder Wallet

MATTHEW WAI  |  FRIDAY, 25 JUL 2025
The Federal Court has dismissed ASIC's appeal in the Finder Wallet case relating to the defunct crypto-asset related product Finder Earn. Wallet Ventures (previously known as Finder Wallet) is an AUSTRAC-registered digital currency exchange. The ...

Two more Shield Master Fund advisers banned

MATTHEW WAI  |  FRIDAY, 25 JUL 2025
... on the fund. The bannings have been recorded on the banned and disqualified register and the advisers have the right to appeal against the decision with the Administrative Review Tribunal. ASIC has banned two financial advisers involving the same practice ...

Picture Wealth named fastest-growing planner: report

MICHELLE BALTAZAR  |  THURSDAY, 24 JUL 2025
... company's chief executive and formerly the head of consumer bank for Westpac in WA, added that part of the company's appeal is its ability to cater for advisers, self-employed or not, to continue providing financial advice in a way that the traditional ...