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Showing 381 - 390 of 6715 results for "Securities"

ASIC permanently bans Queensland adviser

ELIZA BAVIN  |  THURSDAY, 18 JUL 2024
The Australian Securities and Investments Commission (ASIC) has banned Queensland-based financial adviser Anass Abdalla. ASIC said Abdalla has been banned from providing any financial services, performing any function involved in the carrying on of ...

Spirit Super finds a new custodian

ANDREW MCKEAN  |  TUESDAY, 16 JUL 2024
... custody, told Financial Standard that it has successfully completed the transition of the super fund. J.P. Morgan head of securities services for Australia and New Zealand Nadia Schiavon said the firm is delighted to partner with Spirit Super to support ...

ASIC, APRA provide FAR update

ELIZA BAVIN  |  FRIDAY, 12 JUL 2024
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information to help insurers and superannuation trustees prepare for the commencement of the Financial Accountability ...

Global X set to launch an Australian Bank Credit ETF

ANDREW MCKEAN  |  THURSDAY, 11 JUL 2024
... Credit Index and will be Australia's first passively managed package of senior bonds, subordinated bonds, and hybrid securities. It will be the only index-based ETF providing exposure to the broader capital stack of Australia's banks in one solution. ...

SSGA launches new gold fund

ELIZA BAVIN  |  THURSDAY, 11 JUL 2024
... Fund seeks to track the performance of the spot gold price (LBMA Gold Price PM in Australian dollars) by investing in securities backed by physical gold bullion securely held in vaults in London, New York, and Zurich. The fund carries a management fee ...

Ausbil reshuffles distribution team

ELIZABETH FRY  |  FRIDAY, 5 JUL 2024
... for various institutional stockbrokers. During his career he worked for Salomon Brothers, Creditanstalt, Schroders Securities and Citigroup. "Hik has done a great job for our clients in Queensland and has directed the wholesale business development team ...

Federation AM invests in Astris Advisory

KARREN VERGARA  |  WEDNESDAY, 3 JUL 2024
... realised investments since 2011. Shirt has lived in Japan for about 20 years, working for the likes of such as JP Morgan Securities, Jefferies, and Macquarie Capital Securities Japan. Brownjohn said: "Federation's investment in Astris follows a long ...

ASIC takes action against Guildfords FM, director

KARREN VERGARA  |  FRIDAY, 28 JUN 2024
... which had an AFS Licence (AFSL) to provide advisory and dealing services with respect to managed investment schemes and securities, as well as custodial and depository services to wholesale clients. It also provided trustee services to unregistered managed ...

ASIC freezes assets of Melbourne based licensee

ELIZA BAVIN  |  THURSDAY, 27 JUN 2024
The Australian Securities and Investments Commission (ASIC) has obtained interim orders from the Federal Court freezing the assets of financial advice licensee United Global Capital and related property investment company Global Capital Property Fund ...

Coller Capital hires former J.P. MAM executive

KARREN VERGARA  |  WEDNESDAY, 26 JUN 2024
... He previously worked in executive roles at Schroders as head of retail sales, as well as AMP Capital, IOOF and TIR Securities. Hallifax most recently was the head of Australia and New Zealand at S64, a global private markets platform. Hallifax will report ...