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| | | The Australian Securities and Investments Commission (ASIC) has unveiled its corporate plan for the next 12 months, with the superannuation industry in the firing line. ASIC said its review of the superannuation industry has been a multi-year project ... |
| | | | ... managing corporations for five years from conviction and will not be able to engage in business in connection with securities and futures markets. The sentencing of Yuen follows the sentencing of the former head of operations of the stockbroker. The ... |
| | | | Leadenhall Capital Partners' insurance-linked securities (ILS) product, as distributed by Bennelong Funds Management, is now available to institutional investors. The LCP Insurance Linked Securities Fund targets institutional investors in Australia ... |
| | | | ... deployment of AI initiatives. Meanwhile, it highlighted cost efficiencies from the completed migration of Bell Potter Securities clients to a third-party platform's clearing system, resulting in over $2 million in annual savings. Funds under advice grew ... |
| | | | ... savings are in safe and talented hands." The high-profile Lo is responsible for balance sheet management, which includes securities lending, treasury management, derivative overlay and value strategies. He also looks after rebalancing strategies and ... |
| | | | ... Capital Markets and BNY Mellon are among the firms that will collectively pay a whopping US$390 million ($589m) to the Securities and Exchange Commission (SEC) for recordkeeping failures. RBC Capital Markets will pay US$45 million ($68m) while BNY Mellon ... |
| | | | ... of the CHESS Replacement project. The ASX has four core business units: listings, markets, technology and data, and securities and payments. Total listings revenue dragged the performance, having been 4.8% lower at $208.2 million. "The uncertain macro ... |
| | | | ... scheme that saw more than 2000 investors' retirement savings spent on luxury yachts, private jets and more. The Securities and Exchange Commission (SEC) obtained a preliminary injunction, asset freeze, and other emergency relief against Atlanta-based ... |
| | | | ... replace Cliff Man, who will depart the business after more than a decade with Global X and its predecessor business ETF Securities. Mirae Asset Global Investments - the parent company of Global X - chief global officer Young Kim welcomed Wolak to the ... |
| | | | Australian Securities and Investments Commission (ASIC) commissioner Simone Constant did not hold back when addressing superannuation trustees at an industry event yesterday. Constant said the regulator expects much more from super funds in being transparent ... |
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