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Showing 281 - 290 of 6715 results for "Securities"

Aussie shares cost 8% more on rebalance days: Dimensional

KARREN VERGARA  |  FRIDAY, 24 JAN 2025
... lead to implementation costs that "hurt returns." The research also found the "rigidity of having to trade specific securities in specific amounts on specific days forces index funds to demand immediacy, which comes at a cost." This cost is not reflected ...

SEC names acting chair, establishes crypto taskforce

ELIZA BAVIN  |  WEDNESDAY, 22 JAN 2025
The Securities and Exchange Commission (SEC) announced that US President Donald Trump has appointed Mark Uyeda as acting chair of the agency. "I am honored to serve in this capacity after serving as a commissioner since 2022, and a member of the staff ...

Vanguard fined US$106m for investors' massive tax bill

KARREN VERGARA  |  TUESDAY, 21 JAN 2025
The Securities and Exchange Commission (SEC) charged Vanguard US$106.4 million for "materially misleading" investors in the Investor Target Retirement Funds (Investor TRFs) about their future tax liabilities. The failings relate to Vanguard dropping ...

MA Financial readies first LIT for launch

MATTHEW WAI  |  MONDAY, 20 JAN 2025
... strategies, MA Financial said. MA Financial has today formally lodged a product disclosure statement with the Australian Securities and Investments Commission (ASIC). Ord Minnett and MA Moelis Australia Advisory have been appointed at the joint lead ...

ASIC names new chief executive

MATTHEW WAI  |  FRIDAY, 17 JAN 2025
The Australian Securities and Investments Commission (ASIC) has named a chief executive, following Warren Day's abrupt exit in June last year. Australian Competition and Consumer Commission (ACCC) chief executive Scott Gregson will join ASIC on March ...

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
Blackstone, KKR, and Carlyle are among the private equity firms that will collectively pay the Securities and Exchange Commission (SEC) US$63.1 million for failing to keep appropriate communications records. They join a growing list of financial institutions ...

Channel Investment Management secures RE mandate

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... real estate fund manager to oversee another two strategies. CBRE Investment Management's Global Infrastructure Securities Fund and Global Property Securities Fund are now under the remit of Channel IM. The Global Property Securities Fund is actively ...

SG Hiscock appoints head of research

ELIZA BAVIN  |  TUESDAY, 14 JAN 2025
... responsible for further developing channel opportunities across SG Hiscock's Australian and global equities and property securities, and its Partnership Program with Morgan Stanley Investment Management, EAM Investors, abrdn Investments and LaSalle Investment ...

Traders left scrambling over ASX settlement outage

MATTHEW WAI  |  MONDAY, 23 DEC 2024
The Australian Securities Exchange (ASX) suffered another glitch last week that disrupted two days' worth of trades. The ASX said it detected a "technical issue" on its CHESS Batch Settlement last Friday, forcing trade settlements on December 18 ...

Ares appoints EQT as RE for private market fund

MATTHEW WAI  |  FRIDAY, 20 DEC 2024
... had approximately US$464 billion of assets under management. EQT also secured responsible entity mandates for FIIG Securities and Nanuk Asset Management for the FIIG Monthly Income Fund and the Nanuk New World Fund (Currency Hedged) Active ETF, respectively ...