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Showing 341 - 350 of 6715 results for "Securities"

Former industry fund chief in new role

ELIZABETH FRY  |  FRIDAY, 13 SEP 2024
... part of an investment group, including Shakespeare Property Group, which manages around $3 billion in equities, income securities, direct property and alternative assets.

Northern Trust expands fixed income trading capability

ANDREW MCKEAN  |  THURSDAY, 12 SEP 2024
... outsourced trading capability in the Asia Pacific (APAC) region. The expanded offering, provided through Northern Trust Securities in Australia, targets fixed income trading in the APAC time zones and bond universe. Northern Trust head of brokerage for ...

Lazard AM brings Japanese equities fund to Australia

MATTHEW WAI  |  THURSDAY, 12 SEP 2024
... that of the Tokyo Stock Price Index (TOPIX) Net Total Return Index by 3%-5% p.a. The fund has a portfolio of around 30 securities selected from about 3900 listed stocks. The number varies depending on the company's market cap, which currently sits at ...

Elanor shakes up leadership, sells down fund

KARREN VERGARA  |  TUESDAY, 10 SEP 2024
... chief executive of Moss Capital prior to its ASX listing as Elanor in July 2014. Before Elanor, he co-founded Grange Securities and led it as managing director and chief executive. Non-executive director Tony Fehon is now the interim managing director ...

Melbourne adviser sentenced to 18 months' prison

ELIZA BAVIN  |  FRIDAY, 6 SEP 2024
... "moral culpability was high." ASIC was successful in winding up of Ostrava Equities, Ostrava Asset Management, Ostrava Securities, Ostrava Wealth Management, Beta Pharmacology, Prometheus Capital, Thrive Lending, Trade BTC and Equity Capital Partners ...

ASIC cancels AFSL of foreign exchange contracts issuer

ELIZA BAVIN  |  THURSDAY, 5 SEP 2024
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services licence (AFLS) of contracts for difference (CFDs) and foreign exchange contracts issuer, FXOpen AU. ASIC said the decision to cancel the licence ...

Zurich appoints chief risk officer

ELIZA BAVIN  |  WEDNESDAY, 4 SEP 2024
... Life business. Prior to that, Wainwright has held various risk management and leadership roles at Zurich UK, Nomura Securities, Halifax Bank of Scotland (HBOS) and Hongkong and Shanghai Banking Corporation (HSBC) Global Banking and Markets. Zurich chief ...

ClearBridge launches new ESG fund

MATTHEW WAI  |  WEDNESDAY, 4 SEP 2024
... first global equity option earlier this year. ClearBridge portfolio manager Grace Su said the fund invests in 30 to 40 securities across developed and emerging markets; the judgement of these investments is based on three core pillars of Enablers, Reformers ...

SPAC acquires Australian Food & Agriculture

KARREN VERGARA  |  TUESDAY, 3 SEP 2024
... 16% annually on average. Bell Group Holdings (BGH), which is the parent company of Bell Financial Group (BFG), Bell Securities, and Bell Asset Management, has about 66% interest in AFA. Former BFG chair Provan, the late Colin Bell's estate and Lewis ...

End of the road for three Franklin Templeton funds

KARREN VERGARA  |  TUESDAY, 3 SEP 2024
... determined it was best to return proceeds to investors. The fund, which invested in investment grade, high-yielding debt securities, and financial derivative instruments, had $10.3 million in AUM. At the time of its launch in 2016, the Macro Opportunities ...