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Showing 321 - 330 of 2213 results for "Systems"

ASFA appoints Mary Delahunty as chief executive

CASSANDRA BALDINI  |  THURSDAY, 23 NOV 2023
... regtech and education, and was a 2015 Churchill Fellow awarded for international research on gender equity in pension systems. ASFA chair Gary Dransfield said the appointment marks a significant milestone for the association. "Her leadership qualities ...

Perth Mint enters voluntary enforceable undertaking

CASSANDRA BALDINI  |  THURSDAY, 23 NOV 2023
... with the AML/CTF laws. It reflected the regulator's concerns about Gold Corporation's AML/CTF program, monitoring systems and controls, and its reporting to AUSTRAC. After carefully considering the audit findings, including the nature and seriousness ...

Allianz Retire+ heavyweight jumps ship

ELIZABETH FRY  |  FRIDAY, 17 NOV 2023
... consent to have MyGov data preloaded into their super fund so it can easily access data already available on government systems." Thornton said once that hurdle is cleared, the cost of providing sensible household-level advice will drop. And financial ...

APAC looks to data-driven future: State Street

CHLOE WALKER  |  WEDNESDAY, 15 NOV 2023
... not just a matter of buying a new data platform. You've actually got to be able to integrate all of your existing systems into that data platform... So, it's a big investment in tech, and it's a big investment in people," he said.

Wealth managers shirk cybersecurity priorities

KARREN VERGARA  |  MONDAY, 13 NOV 2023
... internal or confidential information. Third-party relationships provide threat actors with easy access to an organisation's systems and networks," ASIC said. "An organisation can implement robust cyber security measures for its internal networks and ...

More than $17m paid in CFD-related remediation

JAMIE WILLIAMSON  |  THURSDAY, 9 NOV 2023
... of the underlying causes for the breaches, including weaknesses in change management, such as inadequate reviews of IT systems following platform updates, and manual errors made in applying leverage ratio limits. While the seven that paid $4.3 million ...

Centrepoint Alliance acquires Financial Advice Matters

CASSANDRA BALDINI  |  THURSDAY, 9 NOV 2023
... corporatised advice firm with a strong cultural fit with our existing network of financial advisers and has the business systems, processes and operating scale to provide a platform for further expansion of this important segment of the market." Meanwhile ...

Dispute resolution failures land TelstraSuper in Federal Court

KARREN VERGARA  |  MONDAY, 6 NOV 2023
... the financial services industry to have effective dispute resolution procedures in place, and, importantly, to have the systems and resourcing to ensure they are being put into practice. Financial service providers need to prioritise dispute resolution ...

Licensees flout breach reporting regime: ASIC

KARREN VERGARA  |  WEDNESDAY, 1 NOV 2023
... lodged a report. This is suspiciously low in ASIC's eyes as it indicates that some licensees may not have in place the systems and processes required to detect and report breaches. Most breaches were identified via staff or business unit reports (56%) ...

MLC Life names operations, people chiefs

KARREN VERGARA  |  TUESDAY, 31 OCT 2023
... said. Griffin said Murray is "well-placed to deliver on the significant body of work we're undertaking to further improve systems, processes and industry-leading technology we need to offer an even better experience for advisers and customers, as well ...