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Showing 311 - 320 of 2214 results for "Systems"

Insignia Financial class action dismissed by court

JAMIE WILLIAMSON | MONDAY, 8 JAN 2024

... 2023, saying: "The evidence as a whole, does not rise to the level of establishing a problem with IOOF's culture, systems, governance and compliance during the Relevant Period." The judge said it was not adequately demonstrated that issues cited ...

Fee consent forms, FDS overhaul concerns FAAA

KARREN VERGARA | MONDAY, 18 DEC 2023

... executive Sarah Abood said. "And it is unlikely that product issuers will choose to make the expensive changes to their systems and processes that would be required to standardise fee consent, unless they are required to do so by law," she said. One ...

Boards unprepared for new workplace laws: Research

ROSE MARY PETRASS | THURSDAY, 14 DEC 2023

... harassment and discrimination is underreported due to a lack of trust, confidence, and transparency in organisational systems, processes and outcomes. Directors overwhelmingly saw the positive duty as an opportunity to drive cultural change, rather than ...

MLC Life names general manager, remediation

JAMIE WILLIAMSON | MONDAY, 11 DEC 2023

... been brought together to oversee the significant body of work being undertaken by the business to further improve the systems, processes and industry-leading technology needed to offer an even better experience for advisers and customers, as well as ...

'Significant deficiencies' lead APRA to act against NGS Super

JAMIE WILLIAMSON | FRIDAY, 8 DEC 2023

... "significant deficiencies" in its cyber controls. As first reported by Financial Standard, on March 17 the super fund's systems were compromised in a cyber-attack, with "some limited data" accessed. NGS was adamant its systems were only accessed ...

Nomura offshoot fined by ASIC disciplinary panel

JAMIE WILLIAMSON | THURSDAY, 7 DEC 2023

... should have had procedures in place to prevent or detect possible non-compliance with the Rules applicable to crossing systems," the MDP said. Finally, Instinet was considered to have failed to update its systems in line with market changes and in doing ...

Payday super timing, deliberate: Chalmers

CASSANDRA BALDINI | TUESDAY, 5 DEC 2023

... opportunity to get this right. We have deliberately given them a longish run-up to make sure that they can get all the systems in place so that we can address this problem, which has been hanging around for too long," he said. He acknowledged that for ...

Morningstar cops greenwashing fine

KARREN VERGARA | FRIDAY, 1 DEC 2023

... impacts to fund investors. We take our commitment to investor transparency and regulatory compliance seriously, and our systems and processes were enhanced and updated after we discovered the errors." Several organisations such as Diversa Trustees, Vanguard ...

OnePath cops $5m fine over fees for no service

CASSANDRA BALDINI | THURSDAY, 30 NOV 2023

... ongoing fees were charged and have since been remediated. The court determined the failures were the result of inadequate systems and processes in place to ensure disclosure documents were compliant. ASIC further advised that, at the end of December ...

Spatium Capital selects trustee, administrator for small caps fund

CASSANDRA BALDINI | TUESDAY, 28 NOV 2023

... too important to not pursue change," he said. "True Oak and ASCENT will integrate seamlessly with platforms and other systems necessary for any competitive fund in today's environment." True Oak managing director John Billington added the group is ...

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Aware Super reshapes governance team, appoints chief risk officer

VINNY VUCAGO | 12:28PM

Aware Super has announced a leadership reshuffle, appointing a new chief risk officer amid the departure of its long-serving group executive of legal.

IFM lifts stake in Atlas Arteria to 40% after upping offer price

RIDDHIMA TALWANI | 12:37PM

IFM Investors has raised its stake in Atlas Arteria from 34.5% to 38.3% in an on-market stock purchase, just a day after it raised its offer price for the toll road operator to $5.10 per security.

Zenith bolsters research, investment capabilities with new hires

MATTHEW WAI | 10:54AM

Zenith has announced two senior appointments to strengthen its research and portfolio management divisions.

Regulators push for stronger stress-testing capability, resilience

KARREN VERGARA | 11:52AM

The ability to remain resilient and manage liquidity pressures amid severe, multi-dimensional stress scenarios is an area of focus that APRA and ASIC want superannuation funds to improve.

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