Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 291 - 300 of 2213 results for "Systems"

Proxy advisors have 'undue influence': Jamie Dimon

ANDREW MCKEAN  |  THURSDAY, 11 APR 2024
... Management generally will have eliminated third-party proxy advisor voting recommendations from its internally developed voting systems. Additionally, the firm will work with third-party proxy voting advisors to remove their voting recommendations from ...

'Licensee for hire' fined $1.25m by court

JAMIE WILLIAMSON  |  THURSDAY, 11 APR 2024
... holders. ASIC's beliefs were backed by the Federal Court, which found Lanterne failed to have adequate risk management systems; have adequate technological and human resources to provide the services covered by its licence; ensure that its representatives ...

Life insurers struggle with code compliance

KARREN VERGARA  |  WEDNESDAY, 10 APR 2024
... would be expected," McClelland said. "Rather than indicating perfect compliance, it suggests deficiencies in processes and systems for detection and reporting breaches and complaints. Not detecting and reporting issues limits an insurer's ability to ...

Why fund managers are missing out on investment mandates

ELIZA BAVIN  |  WEDNESDAY, 10 APR 2024
... regulated operating environment. "This could take many different forms, from investing in people and training, technology and systems, or third-party specialist providers who can provide a broad range of compliance services that are bespoke to individual ...

Global X adds new AI ETF

ELIZA BAVIN  |  WEDNESDAY, 10 APR 2024
... investing in companies along the AI value chain, including those involved in generative AI technology providing automation of systems and AI-as-a-Service solutions. GXAI will be the first dedicated AI ETF launched in Australia. Global X chief executive ...

UK advisers told to review retirement advice processes

JAMIE WILLIAMSON  |  THURSDAY, 21 MAR 2024
... sure whether reviews had been provided as the information wasn't recorded. It also identified firms where processes and systems were not appropriately maintained, including incomplete or outdated advice registers. "From the advice registers we received ...

AustralianSuper's move to boost productivity by up to 30%

ELIZA BAVIN  |  WEDNESDAY, 20 MAR 2024
... new endeavour. Since 2016, it has actively used AI technologies in its decision support and straight-through processing systems. But with the arrival of generative AI through ChatGPT, Microsoft Copilot and other solutions, the fund said it sharpened ...

Government dawdling on paid parental leave super: Greens

ANDREW MCKEAN  |  MONDAY, 18 MAR 2024
... women, and the public service Katy Gallagher explained that the delay was due to the need to pass legislation and set up systems to facilitate the payment. "We need to get the systems in place. It's not as straightforward as people might think," ...

Coalition's super for housing scheme slammed

ELIZA BAVIN  |  TUESDAY, 12 MAR 2024
... have higher rates of home ownership than Australia. The study also found the common feature of the best global retirement systems were that they 'preserved' savings until retirement.

ASX settles $1.05m fine for transparency failures

ANDREW MCKEAN  |  THURSDAY, 7 MAR 2024
... highest standards. "ASIC will continue to take action to ensure that market operators and market participants have robust systems, controls and technological infrastructure in place to support Australia's capital markets," Longo said. ASX managing ...