Search Results | Showing 301 - 310 of 1904 results for "licensee" |
| | | ASIC is making changes to its reportable situations regime, which includes extending the reporting deadline for some breaches. Licensees will now have 90 days to submit a reportable situation instead of 30 days in situations that have "underlying circumstances ... |
| | | | ... possessed both a credit licence and an AFSL. While she speaks points appear on the screen which read "lawyer, ASIC Credit Licensee, AFS Licensee, Migration Agent's Licence, Real Estate Agent's licence." Following ASIC's investigation, Grubisa ... |
| | | | After two decades with the business, Insignia Financial chief executive Renato Mota will exit in February 2024. In an ASX announcement, Insignia said the decision was a mutual agreement between the business and Mota. It has already commenced the search ... |
| | | | Vista Financial Group has made its second acquisition this year as it eyes strengthening its presence in Melbourne. Founded in 2015 by Jason Chew, Orange Wealth, which largely services Millennials out of South Yarra, joins Beaumaris-based Vista. The ... |
| | | | ... that could lead to poor consumer outcomes. Many are narrowing the remediation review period, which should begin when the licensee reasonably suspects the misconduct or failure first occurred and caused loss to a consumer. Licensees did not always consider ... |
| | | | After ignoring an Australian Financial Complaints Authority (AFCA) determination, which was then escalated to the Federal Court, NextGen Financial Group is now in the process of winding up. WJ & V Drakoulis Super, the trustees of the SMSF that sued ... |
| | | | ASIC continues to crack down on providers of contracts for difference (CFD), options and other high-risk products that flout their target market determinations (TMD), and design and distribution obligations (DDO). The newly published Report 770 Design ... |
| | | | ... known as the WTW Diversified Growth Fund and WTW Preservation Fund. The decision to offload the funds is part of the licensee's broader strategy, which is to focus on its core offering of financial advice. "We intend to manage the funds in the same way ... |
| | | | ... financial goals. IMAP recently unveiled its 2023 Managed Account Awards winners. Perpetual Private took out the award for Licensee Managed Account, while Alvia Asset Partners took home the inaugural award for Boutique Licensee which "highlights the smaller ... |
| | | | ... appointed fund managers that reflect "valuation adjustments according to the specific circumstances and policies of the RSE licensee". "These were issues flagged as requiring improvement in APRA's 2021 unlisted asset valuation thematic review. Valuation ... |
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