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Showing 291 - 300 of 3470 results for "Compliance"

Life insurers keep breaking their own rules: Report

ANDREW MCKEAN  |  TUESDAY, 1 APR 2025
... of Practice (the Code) increased for a fourth consecutive year, with life insurers reporting 14,670 instances of non-compliance, a 19% increase from the previous period. The Code, the industry's north star for good practice, was breached in cases affecting ...

Talaria taps Equity Trustees as RE for three funds

ANDREW MCKEAN  |  TUESDAY, 1 APR 2025
... executive general manager Andrew Godfrey said the firm's role as responsible entity is to ensure strong governance and compliance, supporting Talaria in delivering their investment strategy with confidence. "Ensuring that funds meet regulatory, and compliance ...

RBA and ASIC slam the ASX: 'Deeply disappointed'

ELIZA BAVIN  |  MONDAY, 31 MAR 2025
... remediation actions following the initial incident. In response, the RBA has taken the unprecedented step of reassessing the compliance of ASX Clear Pty Limited and ASX Settlement Pty Ltd with the RBA's Financial Stability Standards outside the usual ...

MSC appoints operating chief

ELIZABETH FRY  |  THURSDAY, 27 MAR 2025
... operating chief. Credited with bringing commerciality to the risk side of the business, Brown has served as both the chief compliance officer and chief risk officer, covering regulatory responsibilities for the group's trustee, custody and fund administration ...

Aware Super completes phase one of 'Project Odin'

ELIZA BAVIN  |  THURSDAY, 27 MAR 2025
... growth. GoldenSource will also enable Aware Super to meet ever evolving and increasing demands of multi-regulatory compliance and reporting obligations. Aware Super head of income and markets Michael Clavin said having a reliable source of data for the ...

Government looks to bolster TPB, tax compliance

JAMIE WILLIAMSON  |  TUESDAY, 25 MAR 2025
... registration framework for tax practitioners and providing funding over four years to the TPB to undertake additional compliance targeting high-risk practitioners. This will commence from July 1. The government said the measures are aimed at protecting ...

My Dealer Services partners to enhance adviser education

MATTHEW WAI  |  TUESDAY, 25 MAR 2025
... Statement of Advice (SOA) creation support in a partnership with Broker Support Global, and unveiled a new MDS Licensee Compliance Portal, which showcases all key compliance dates and requirements along with the latest industry governance and regulatory ...

Tranche 2 of DBFO dumps SOAs, enables 'nudges'

JAMIE WILLIAMSON  |  FRIDAY, 21 MAR 2025
... about the advice." "Licensees and authorised representatives will keep appropriate records on file to demonstrate their compliance with legislative requirements, but this information does not need to be provided to the client unless requested, in line ...

CFS Edge, North enhance platform capabilities

MATTHEW WAI  |  THURSDAY, 20 MAR 2025
... eliminates the need for manual notetaking, streamlining the review process, reducing the risk of errors and enhancing compliance, AMP said. The feature underwent a pilot program last year with "positive results", reportedly saving up to 30 minutes per ...

TWC Invest makes risk, technology hires

MATTHEW WAI  |  MONDAY, 17 MAR 2025
TWC Invest has announced the appointments of a chief risk and compliance officer and a chief technology officer. TWC Invest said the appointees will support the firm's "differentiated lifecycle investment approach." Stephen Thompson has taken on ...