Search Results | Showing 241 - 250 of 3468 results for "Compliance" |
| | | ... initiative to improve the operational structure and unify the oversight of the firm's product development, operations, compliance, and client service functions. In his expanded role, he will ensure effective execution across business units while ... |
| | | | ... next steps to roll out the platform in the coming months." Wrkr, which is an ASX-listed provider of digital workforce compliance services, will continue to work with Rest and MUFG Retirement Solutions on the implementation. "We're delighted to have completed ... |
| | | | ... thousands of complaints from paid representatives each year, they said it would be helpful to understand the scale of non-compliance with requirements and an estimate of the number of paid representatives who are operating without the necessary AFCA ... |
| | | | ... while ASIC continues its investigation. Australian Fiduciaries failed to lodge audited financial statements or audited compliance plan reports for its registered managed investment schemes for the 2024 financial year and for the first half of FY25. ASIC ... |
| | | | ... outsourcing is rapidly evolving. "While demand for traditional outsourcing roles such as administration, paraplanning, and compliance remains strong, we're seeing even faster growth in the need for technology and data-focused roles," Hall said. "Outsourcing ... |
| | | | ... in April have been instructed to undertake a "special purpose engagement," as APRA asks all trustees to review their compliance with Prudential Standard CPS 234 Information Security. After some super funds were targeted by cybercriminals in April, the ... |
| | | | ... materials, though has since noted progress. The regulators said life companies need to strengthen their risk management and compliance assurance around re-rating practices, which it noted led them to revisiting past premium increases, and where premiums ... |
| | | | ... not accept further fees, ASIC said. However, relying on it does not prevent the OFA from terminating due to its non-compliance. "Superannuation trustees should review their processes for the oversight of advice fee deductions and ensure that any written ... |
| | | | ... priorities were the Compensation Scheme of Last Resort (CSLR), Life Insurance Framework (LIF) and rationalisation of the compliance regime. AIOFP executive director Peter Johnston said: "We were all impressed with the Minister's knowledge of our ... |
| | | | ... that handles the traditionally complex operational requirements of private markets investing, including due diligence, compliance and reporting. Edwin Chan, head of client solutions for Asia-Pacific at iCapital, said Australia represented "a significant ... |
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