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Showing 251 - 260 of 3469 results for "Compliance"

iCapital hires Insignia exec to open office

ELIZABETH FRY  |  THURSDAY, 5 JUN 2025
... that handles the traditionally complex operational requirements of private markets investing, including due diligence, compliance and reporting. Edwin Chan, head of client solutions for Asia-Pacific at iCapital, said Australia represented "a significant ...

Super moves: TCorp, ESSSuper, Funds SA, Team Super

ELIZABETH FRY  |  THURSDAY, 5 JUN 2025
... pricing consultant at EY, where he navigated the complexities of multinational business structures and cross-border tax compliance. Meanwhile, ESSSuper has appointed Adam Swanwick as head of risk and compliance to enhance its governance capabilities. ...

Private credit market has lenders sweating

ANDREW MCKEAN  |  THURSDAY, 5 JUN 2025
... for "heavy-handed oversight" which might stifle the sector's growth. "While concern is elevating around the lack of compliance and regulation in the non-bank lending space, we do deal with many established and sophisticated counterparts in the non-bank ...

ASIC blasts managed funds' poor compliance plans

KARREN VERGARA  |  MONDAY, 2 JUN 2025
... regime and internal dispute resolution processes and reporting (IDR), an ASIC review found, warning that such inadequate compliance plans indicate governance failings. The 50 REs examined operate 45% of all registered funds and hold about $1 trillion ...

Aware Super recruits Marsh McLennan risk specialist

ELIZABETH FRY  |  THURSDAY, 29 MAY 2025
Aware Super is bolstering its risk management and compliance team with a senior hire from Marsh McLennan, the global risk and insurance giant. The $200 billion industry fund has appointed Norlena Brouwer as head of business risk and compliance for enablement ...

Greenwashing remains an enforcement priority: ASIC

MICHELLE BALTAZAR  |  THURSDAY, 29 MAY 2025
... early," she noted. On capacity building, the regulator understands that smaller companies may be concerned about the compliance requirements on them under the new laws. ASIC is set to deliver a set of educational materials in conjunction with accounting ...

Count Financial class action dismissed

ELIZA BAVIN  |  WEDNESDAY, 28 MAY 2025
... provide them any ongoing service. The Federal Court determined that Count had systems in place to enable it to monitor compliance by Count advisers with their statutory and regulatory obligations relating to the terms of the Total Financial Care Agreements. ...

ASIC accuses Kalkine of providing unlicensed advice

ELIZA BAVIN  |  FRIDAY, 23 MAY 2025
ASIC has told Kalkine it must appoint an independent compliance consultant to address concerns its customer service representatives have been giving unlicensed advice. Kalkine is an equity research house which produces stock analysis and buy, hold and ...

QIC hires institutional sales director

ELIZABETH FRY  |  THURSDAY, 22 MAY 2025
... investment transitions. Earlier in her career, she served as secretary of the investment Committee, ensuring regulatory compliance and contributing to the asset management division's growth from $3 billion to $20 billion.

ASFA, EY release guidance on CPS 230

ELIZA BAVIN  |  THURSDAY, 22 MAY 2025
... monitored, given their important role in providing services to fund members. "Implementation of CPS 230 is not merely a compliance task, but an important opportunity for trustees to further evolve their risk management frameworks, reflecting the superannuation ...