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Showing 191 - 200 of 3468 results for "Compliance"

Shield-linked advice firm director, compliance manager banned

JAMIE WILLIAMSON  |  THURSDAY, 28 AUG 2025
The AFSL of MWL Financial Services has been cancelled, while both its director and its compliance manager have copped bans after they allegedly helped funnel more than $150 million in investments into the Shield Master Fund. MWL recommended Shield to ...

ATO eyes SMSF illegal early access

KARREN VERGARA  |  THURSDAY, 28 AUG 2025
... growing number of SMSFs falling behind in their lodgment obligations, and we know that lodgment is the most important compliance obligations trustees must meet. If you fail to lodge your annual return on time, there may be penalties and interest applied ...

ESG labelling could 'destabilise' super system: RIAA

JAMIE WILLIAMSON  |  THURSDAY, 28 AUG 2025
... diversified. Doing so could limit choice of products for members while also driving up costs, it said, explaining that compliance needs and costs would rise. "For super funds, this could divert capital, create unnecessary compliance costs, and weaken ...

Invesco sells intelliflo to Carlyle Group

KARREN VERGARA  |  WEDNESDAY, 27 AUG 2025
... in its development, operations, sales and marketing. Intelliflo provides financial planning, client onboarding, CRM, compliance workflows, and reporting solutions. Based in the UK, intelliflo was founded in 2004 and is used by more than 30,000 professionals ...

Equity Trustees sued over Shield Master Fund failures

ELIZA BAVIN  |  TUESDAY, 26 AUG 2025
... are carefully reviewing the claim," Equity Trustees managing director Mick O'Brien said. "Equity Trustees takes its compliance obligations very seriously and has robust processes in place to uphold the best interests of members." As trustee for the AMG ...

Chalmers confirms super performance test changes are coming

ELIZA BAVIN  |  FRIDAY, 22 AUG 2025
... "We are delighted the government has heard our key message and is taking action." ASFA said, in the past seven years, compliance and risk management costs for APRA-regulated funds have almost doubled - from $550 million in 2017-18 to $1.05 billion in ...

Equity Trustees FUM tops $254bn

ELIZA BAVIN  |  THURSDAY, 21 AUG 2025
... grow, the complexity of regulations also increases, driving greater demand for our services. This growth brings new compliance requirements and higher costs, but it reinforces the vital role we play in the financial ecosystem," he said. "We continue ...

Perpetual flags $153.7m impairment

ELIZA BAVIN  |  THURSDAY, 21 AUG 2025
... Perpetual said. "The impairment will impact the statutory results of the group for the FY25 financial year. Perpetual is in compliance with its banking covenants and there is no impact on Perpetual's current liquidity profile." In its Q4 update in July ...

ASIC warns of 'sharp rise' in financial misconduct

MATTHEW WAI  |  THURSDAY, 21 AUG 2025
... of misconduct to inform our surveillance activities and investigations that together drive our priorities to deliver compliance, enforcement and consumer outcomes," Longo said. Simultaneously, ASIC has released its six-monthly Enforcement and Regulatory ...

Global X ETFs on a hiring spree, readies for $12bn FUM

MICHELLE BALTAZAR  |  THURSDAY, 21 AUG 2025
... decades and was part of the fund's ETFs launch on the ASX and CBOE. Alongside Croft, Charles Cosgrove joined as senior compliance manager; Chos Geh as compliance consultant; Joseph Marassa as product analyst; and Ella Silvy as business development associate. ...