Search Results | Showing 261 - 270 of 3470 results for "Compliance" |
| | | ... monitored, given their important role in providing services to fund members. "Implementation of CPS 230 is not merely a compliance task, but an important opportunity for trustees to further evolve their risk management frameworks, reflecting the superannuation ... |
| | | | ... the appropriate legal channels. Block Earner continues to operate business-as-usual and remains fully committed to compliance, innovation, and building products that benefit Australian consumers." This legal battle has been ongoing in the courts for ... |
| | | | ... is undergoing rapid growth, and we have significant concerns about some DCE's capacity for and commitment to AML/CTF compliance," Thomas said. "Addressing heightened risk in the sector is a regulatory priority for AUSTRAC and we are focusing on DCE compliance ... |
| | | | ... AIOFP's policy focus in the short term will be on the CSLR, Life Insurance Framework (LIF) and rationalisation of the compliance regime. "We have been reliably informed that Dr Mulino will avoid the trap of his office staff being infiltrated by Treasury ... |
| | | | ... independent review of Macquarie Securities regulatory reporting systems, controls, and supervisory procedures to ensure compliance with the law. Macquarie acknowledged the civil proceeds commended by ASIC against its subsidiary. Macquarie noted that ... |
| | | | ... entitlements with wages. It would curb the issue of unpaid super in Australia by increasing the penalties for employer non-compliance; it's estimated some $41.5 billion in super has gone unpaid over the past nine years. Still, the groups have said ... |
| | | | ... lead, Steven Romei, has a strong track record in scaling operational frameworks, including product operations, risk and compliance and change management. Romei joins from State Street Global Advisors, where he held the role of Head of Product Oversight ... |
| | | | ... one for me will be to build the best Line 2 risk team in the superannuation industry," he said. "If you are a risk or compliance professional... keep an eye out - job advertisements will begin appearing shortly." Last August, Mercer Super was fined for ... |
| | | | ... requirements. "A principles-based approach and reliance on professional judgement in the law will legally put clients, not compliance, at the forefront of the provision of financial advice," it said. Regarding advice through super, it reiterated that ... |
| | | | ASIC is again taking action against Macquarie Bank for "multiple and significant compliance failures" relating to its futures-dealing business and over-the-counter (OTC) derivatives trade reporting. The failures have been undetected for many years ... |
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