Search Results | Showing 11 - 20 of 1945 results for "licensee" |
| | | ... and licensees. Craig Kouimanis has been appointed to the newly created chief growth officer position, joining VBP from licensee services company Paragem and reporting to chief executive Mark Fisher. Kouimanis has previously held senior roles at Securitor ... |
| | | | My Dealer Services (MDS) has called on Treasury to assess the Financial Services Council's (FSC) latest proposal to lift levies paid by licensees to ASIC, which it describes as an "attack" on small licensees. MDS has written to the Treasury to intervene ... |
| | | | Amid a rapidly evolving regulatory space, and the need to keep pace with innovation, financial advice has been thrown into a dynamic environment that's always changing. As a result, the sector requires constant support to remain compliant and keep ... |
| | | | ... professional year acquirements including record keeping, plans, tasks and logbooks. Candidates are also reminded to select a licensee and supervisor capable of providing appropriate supervision and resources throughout the supervised work and training ... |
| | | | Melbourne-based advisory firm Aperio Financial Services has switched licensees and joined Akumin as demand grows among advice practices for support to scale operations and improve efficiency. Aperio, which has advised families, business owners and young ... |
| | | | ... of money market since 2008. Bringing over 25 years' experience across wealth management, platform administration, licensee services and adviser support operations, Hamilton held senior management and compliance roles at MLC, BDO Financial Planning ... |
| | | | ... providers works, with specific requests for contracts and correspondence between the two. At issue is whether advisers and licensee groups face any incentive - such as sales targets, inducements or revenue - to recommend particular SMAs, especially where ... |
| | | | The Australian Wealth Advisors Group (AWAG) has reported a net profit after tax (NPAT) of $689,166 in the financial year ending June 30, down by some $360,000 compared to FY25. Revenue was also down 1.9% to $11.2 million, as AWAG explained the results ... |
| | | | ... acumen and a genuine understanding of what advice businesses need to grow and deliver better client outcomes. Her deep licensee relationships and extensive experience across the wealth management landscape will play a critical role as we continue to ... |
| | | | ... She gave the example of one trustee that took more than a year to take any meaningful action after placing an advice licensee on a watchlist for suspicious activity by one of their representatives. During that time, another representative of that licensee ... |
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