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Showing 11 - 17 of 17 results for "SEC for"

AB fund receives Lonsec rating

ALEX BURKE  |  MONDAY, 12 OCT 2015
AllianceBernstein (AB) has received a rating from Lonsec for its Global Equities Fund. Made available to Australian investors in July, the fund was recognised by Lonsec for delivering excess returns to clients for over 10 years. According to AB's statement ...

Midwinter appoints senior BDM from Commsec

STAFF WRITER  |  WEDNESDAY, 8 JUL 2015
Midwinter has appointed a senior business development manager who was previously at Commsec for over nine years. Adam Rebeira has been appointed in anticipation of Midwinter's further growth and will be managing the firm's relationships within the financial ...

SEC reopens target date funds disclosure review

ALEX DUNNIN  |  WEDNESDAY, 9 APR 2014
... risk levels that exist among funds with identical target dates." In response, the IAC made five recommendations to the SEC for improved risk disclosure for target date funds that involve the introduction of standardised risk measures to describe risk ...

Market Vectors ETF gets Lonsec rating

STAFF WRITER  |  FRIDAY, 21 MAR 2014
Market Vectors ETFs (Market Vectors), the exchange traded fund (ETF) business of US-based investment manager Van Eck Global, has received an 'Investment Grade Index' rating from research house, Lonsec. "The Market Vectors Australian Equal Weight ETF ...

Market Vectors ETFs get Lonsec seal of approval

JAMES FERNYHOUGH  |  TUESDAY, 29 OCT 2013
Market Vectors has received 'Investment GradeIndex' ratings from Lonsec for its new Australian exchange traded funds (ETFs). Market Vectors, which is the ETF business of US investment manager Van Eck Global, launched the four new ETFs on the Australian ...

Solaris rated 'highly recommended'

FUND UPDATE  |  FRIDAY, 28 JAN 2011
Solaris Investment Management has received a 'highly recommended' rating from Lonsec for its Core Australian Equity Fund and the High Alpha Australian Equity Fund. This is the second consecutive year the fund's Core strategy has received Lonsec's highest ...

SEC charges New Jersey with fraud

RUTH LIEW  |  FRIDAY, 27 AUG 2010
... offerings that it was underfunding the state's two largest pension plans." It is the first state ever to be charged by the SEC for violations of the federal securities laws. The SEC order noted New Jersey had offered and sold more than $29 billion worth ...
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