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Showing 11 - 20 of 35 results for "Melbourne Magistrates"

Former Vocus chair charged with insider trading

ANNABELLE DICKSON  |  WEDNESDAY, 15 SEP 2021
... ahead. Following an ASIC investigation, Vaughan Bowen was charged with two counts of insider trading in Melbourne Magistrates Court. Bowen disposed of 5.6 million shares in Vocus Group on 4 June 2019. ASIC alleges Bowen knew the EQT Infrastructure IV ...

Director charged with dishonest conduct

ANNABELLE DICKSON  |  FRIDAY, 4 DEC 2020
The Melbourne Magistrates Court has charged a man with seven counts of dishonest conduct following a referral from the Australian Securities and Investments Commission (ASIC). In addition to the seven counts, Mudasir Mohammed Naseeruddin as also charged ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... units. After initially being charged on 27 May 2020, Fuoco's matter was listed for first mention in the Melbourne Magistrates Court on 5 November 2020. On that date, the matter was adjourned to 28 April 2021. Fuoco was not required to enter a plea. Financial ...

Forgery sees former NAB adviser sentenced

JAMIE WILLIAMSON  |  FRIDAY, 27 OCT 2017
... ASIC. Shane Thompson of New Gisborne, Victoria was fined $1000 and forced to pay $223.30 in costs by the Melbourne Magistrates' Court for forging and submitting financial planning documents for his own personal gain. It was alleged that between 27 December ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... substantially. Graham was charged in June last year and on February 25, the matter proceeded before the Melbourne Magistrates' Court as a contested committal hearing. He will appear for a plea hearing in the County Court of Victoria on May 16.

Insurance broker pleads guilty to theft

MARK SMITH  |  TUESDAY, 5 FEB 2013
... to $700,000 of clients' money over a seven month period. Wickett of Frankston, Victoria, appeared in the Melbourne Magistrates Court charged with three counts of theft totalling $662,198.39 between August 2010 and March 2011. Each offence carries a maximum ...

Former Lonsec director charged with insider trading

BEN COLLINS  |  THURSDAY, 7 JUN 2012
... substantially. Graham was not required to enter a plea. The matter has been adjourned for a committal mention in the Melbourne Magistrates' Court on 6 August 2012. ASIC's investigation arose from a referral from the Australian Securities Exchange. The ...

Accountant charged with 37 offences

ELISE BURGESS  |  THURSDAY, 15 DEC 2011
... unregistered managed investment schemes and deception charges involving $1.4 million. Appearing before the Melbourne Magistrates' Court following an Australian Securities and Investments Commission (ASIC) investigation, Letten is charged with 21 counts ...

Former Sonray chief gets jail time following ASIC charges

CLAIRE MCGREAL  |  MONDAY, 17 OCT 2011
... Johnson was arrested and charged with 24 offences following an ASIC investigation. His case is back before Melbourne Magistrates Court in December.

ASIC warns of $15,000 EOFY countdown

ELISE BURGESS  |  MONDAY, 6 JUN 2011
... Commissioner. Sparking the reminder, Victorian public company, Fulcrum Equity Limited was fined $15,000 by the Melbourne Magistrates Court for failing to lodge its annual financial reports with ASIC and not reporting to its members. In addition, company ...