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Showing 11 - 20 of 66 results for "ASIC Commissioner John Price"

Culture isn't everything: ASIC

HARRISON WORLEY | WEDNESDAY, 19 JUN 2019

ASIC commissioner John Price has warned a "strong culture" might not stand resolute in the face of remuneration incentives. Addressing the Governance Institute's Risk Management Forum in Sydney yesterday, Price warned companies that ensuring the behaviour ...

ASIC pushes regtech adoption

ELIZABETH MCARTHUR | TUESDAY, 14 MAY 2019

... regtech solutions in the financial services sector to provide better outcomes for consumers," said ASIC commissioner John Price. "Regtech is something we are keenly interested in, both as a consumer of products and a facilitator of engagement more generally ...

More SMSF auditors disqualified

DARREN SNYDER | TUESDAY, 30 OCT 2018

... auditing their own funds, the fund of an immediate family member and the fund of a close family member. ASIC Commissioner John Price said self-managed superannuation auditors play a fundamental role in promoting confidence in the sector and "ASIC will ...

ASIC keeps watch on SMSF auditors

DARREN SNYDER | MONDAY, 29 OCT 2018

... independent assurance over fund financial reports and reporting non-compliances with fund requirements," ASIC Commissioner John Price said. "As gatekeepers, they are expected to adhere to the highest standards in the performance of their role. ASIC will ...

Former Australian cricket captain in crypto fail

JAMIE WILLIAMSON | TUESDAY, 23 OCT 2018

... unregistered managed investment scheme; and not holding an AFSL. Commenting on the ongoing action, ASIC commissioner John Price said: "If you raise money from the public, you have important legal obligations. It is the legal substance of your offer - ...

ASIC offers fee relief to drought-affected farmers

HARRISON WORLEY | TUESDAY, 2 OCT 2018

... available financial counselling services and provide company fee relief to those affected by the drought. ASIC commissioner John Price noted the severity of the current drought, recognising it is the cause of financial hardship for many people. "ASIC ...

Improve climate risk disclosure: ASIC

HARRISON WORLEY | FRIDAY, 21 SEP 2018

... risk, and consider ow best to comply with the law where it requires the disclosure of material risks. ASIC commissioner John Price said the regulator would monitor market practice of climate risk disclosure as it continued to develop both here and overseas. ...

ASIC identifies potential risks in ETP market

KANIKA SOOD | FRIDAY, 3 AUG 2018

... operates and to provide them the tools, like an iNAV, to help them make informed investment decisions," ASIC Commissioner John Price said. Lastly, market maker concentration was flagged as a risk. "Although there are an increasing number of new entrants ...

ASIC tightens grip on ICO issuers

KANIKA SOOD | WEDNESDAY, 2 MAY 2018

... deceptive statements about the product. This is going to be a key focus for us as this sector develops," ASIC commissioner John Price said. This probing is on top of ASIC's existing focus on potentially unlicensed conduct by ICOs. ASIC has already identified ...

ASIC disqualifies two SMSF auditors

ALEX BURKE | TUESDAY, 10 APR 2018

... in the SMSF sector so it is crucial that they adhere to ethical standards and other requirements," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate," he said. Last month, ASIC disqualified ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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