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Showing 21 - 30 of 66 results for "ASIC Commissioner John Price"

Government reappoints ASIC executives, creates new role

KANIKA SOOD  |  MONDAY, 19 MAR 2018
... line with the structure of the Australian Competition and Consumer Commission (ACCC)," she said. ASIC commissioner John Price will now serve for two extra years, from 21 March 2018 to 20 March 2020. He has been a member of ASIC since 2012. Current ASIC ...

Convicted SMSF auditor disqualified

KANIKA SOOD  |  MONDAY, 19 MAR 2018
... Melbourne-based auditor's disqualification order was passed on 30 January and came into effect on 6 February. ASIC Commissioner John Price said: "SMSF auditors play a fundamental role in promoting confidence in the SMSF sector. ASIC will continue to ...

Conflicted SMSF auditor disqualified

JAMIE WILLIAMSON  |  WEDNESDAY, 28 FEB 2018
... confidence in the SMSF sector, so it is crucial that they adhere to ethical and professional standards," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate." Yesterday ASIC also applied ...

HLB Mann Judd revises AFSL

JAMIE WILLIAMSON  |  THURSDAY, 18 JAN 2018
... will continue to monitor licensees and, where necessary, take licensing and enforcement actions," ASIC commissioner John Price said.

Treasury rolls out ASIC industry funding fee paper

ALEX BURKE  |  FRIDAY, 24 NOV 2017
... Government's plan to improve consumer outcomes in the financial services sector," O'Dwyer added. ASIC commissioner John Price welcomed the consultation paper, saying: "The current fees for these activities do not reflect their actual cost and the Government ...

Former adviser cops 10-year imprisonment

KARREN VERGARA  |  WEDNESDAY, 15 NOV 2017
... a result of losing all his superannuation he now suffers from depression and other health issues. ASIC commissioner John Price said the outcome should serve as a warning to company directors and financial advisers who breach community standards - the ...

ASIC sets sights on IPO investment

EMMA RAPAPORT  |  FRIDAY, 1 SEP 2017
... considered by issuers and their advisers to produce more effective disclosure for retail investors," ASIC commissioner John Price said. "The project's findings allow us to have an understanding of the current factors and types of information that investors ...

FOFA breach sees former adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 20 JUL 2017
... act to remove individuals who do not live up to the high standards expected of financial advisers," ASIC commissioner John Price said. ASIC said the banning should serve as a reminder to financial advisers of their obligations under Regulatory Guide ...

SMSF auditor busted self-auditing

JAMIE WILLIAMSON  |  THURSDAY, 29 JUN 2017
... professional standards. ASIC will continue to take action where the conduct of SMSF auditors is inadequate," ASIC commissioner John Price said. Under the Superannuation Industry (Supervision) Act 1993, all auditors of SMSFs are required to be registered ...

RG 133 review reveals poor compliance

EMMA RAPAPORT  |  THURSDAY, 22 JUN 2017
... several entities reviewed will now be subject to separate surveillance. Commenting on the review, ASIC commissioner John Price said that compliance by the financial services industry with RG 133 and the class orders will remain a priority. "Responsible ...