Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 2801 - 2810 of 3529 results for "compliance"

Matrix adds new member firm

RACHEL DAVIS  |  WEDNESDAY, 19 OCT 2011
... development support, extensive financial services experience within their senior executive team, strong emphasis on compliance and investment product research," said Hres. Macquarie Partners Financial Advisory services a range of clients in the areas ...

MLC creates licensee relationship manager roles to support adviser network

CLAIRE MCGREAL  |  TUESDAY, 18 OCT 2011
... MLC, Garvan and Apogee Financial Planning are supported across every aspect of their business, from managing their compliance and licensee obligations, to looking after their clients and growing their practices." As of March this year, MLC and NAB Wealth ...

Opus Capital offers EU olive branch to ASIC

ELISE BURGESS  |  FRIDAY, 14 OCT 2011
... and performance fee of zero rather than its fair value. Opus will also provide ASIC with a quarterly report on its compliance with the financial conditions of its licence for the next two years. Prior to accepting the EU, Opus rectified the breach of ...

FuturePlus restructure creates new head role

ELISE BURGESS  |  TUESDAY, 11 OCT 2011
... to offer." The consulting services consist of a range of support services to funds in the industry including legal compliance, financial planning, funds accounting and IT. Of the compliance service, Dermatossian said FuturePlus will soon set up a project ...

Bear killer

BENJAMIN ONG  |  TUESDAY, 4 OCT 2011
... Greece can kiss the next a,-8 billion worth of alms goodbye for now. Yes, for now. Despite Germany's insistence on the compliance-for-alms deal, Deutschland has no other option at this current time - the alternative would be just be too painful, even ...

Dealer groups 'like' social media enterprising

ELISE BURGESS  |  FRIDAY, 30 SEP 2011
... direct strategic movements. "There is lots of low risk activities that practices can get involved in, it is a heavily compliance area and the regulators are looking at this, but that is no excuse to bury your head in the sand and miss the opportunity ...

APRA lays plans to improve super governance

MATT WOODINGTON  |  THURSDAY, 29 SEP 2011
... adapt comfortably to the new requirements, for some, particularly smaller funds, there are concerns around additional compliance costs and the potential implications for member returns. APRA said its emphasis is on "achieving sound prudential outcomes ...

Soft dollar ban impact potential

ELISE BURGESS  |  THURSDAY, 29 SEP 2011
... dealer group in the last year, and where they had, this had typically been around professional development or technical/compliance services. Although the Future of Financial Advice (FOFA) reforms have an answer for that with professional development ...

AFS to focus on independent market

ELISE BURGESS  |  WEDNESDAY, 28 SEP 2011
... launch several new initiatives, including up to three private label product offerings, upgrades to its SMSF products, compliance restructure and the launch of a new MDA facility. AFS's Strategic Development Group (SDG), a group of 15 advisers, acted ...

Bloomberg launches derivatives compliance platform

MATT WOODINGTON  |  FRIDAY, 23 SEP 2011
Bloomberg has launched a new trading platform to help institutional investors meet compliance needs when trading over the counter derivatives. The forthcoming Dodd-Frank Act regulations will lead to greater scrutiny on the over the counter (OTC) derivatives ...