Search Results | Showing 2801 - 2810 of 3529 results for "compliance" |
| | | ... development support, extensive financial services experience within their senior executive team, strong emphasis on compliance and investment product research," said Hres. Macquarie Partners Financial Advisory services a range of clients in the areas ... |
| | | | ... MLC, Garvan and Apogee Financial Planning are supported across every aspect of their business, from managing their compliance and licensee obligations, to looking after their clients and growing their practices." As of March this year, MLC and NAB Wealth ... |
| | | | ... and performance fee of zero rather than its fair value. Opus will also provide ASIC with a quarterly report on its compliance with the financial conditions of its licence for the next two years. Prior to accepting the EU, Opus rectified the breach of ... |
| | | | ... to offer." The consulting services consist of a range of support services to funds in the industry including legal compliance, financial planning, funds accounting and IT. Of the compliance service, Dermatossian said FuturePlus will soon set up a project ... |
| | | | ... Greece can kiss the next a,-8 billion worth of alms goodbye for now. Yes, for now. Despite Germany's insistence on the compliance-for-alms deal, Deutschland has no other option at this current time - the alternative would be just be too painful, even ... |
| | | | ... direct strategic movements. "There is lots of low risk activities that practices can get involved in, it is a heavily compliance area and the regulators are looking at this, but that is no excuse to bury your head in the sand and miss the opportunity ... |
| | | | ... adapt comfortably to the new requirements, for some, particularly smaller funds, there are concerns around additional compliance costs and the potential implications for member returns. APRA said its emphasis is on "achieving sound prudential outcomes ... |
| | | | ... dealer group in the last year, and where they had, this had typically been around professional development or technical/compliance services. Although the Future of Financial Advice (FOFA) reforms have an answer for that with professional development ... |
| | | | ... launch several new initiatives, including up to three private label product offerings, upgrades to its SMSF products, compliance restructure and the launch of a new MDA facility. AFS's Strategic Development Group (SDG), a group of 15 advisers, acted ... |
| | | | Bloomberg has launched a new trading platform to help institutional investors meet compliance needs when trading over the counter derivatives. The forthcoming Dodd-Frank Act regulations will lead to greater scrutiny on the over the counter (OTC) derivatives ... |
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