Search Results | Showing 2781 - 2790 of 3529 results for "compliance" |
| | | ... risk manager in addition to his role as ethical analyst. In this dual position, Walsh will be responsible for fund compliance in portfolio construction and risk rules, as well as other investment mandate requirements. |
| | | | ... 2008, in partnership with Bennelong Funds Management, who provides the team with back office infrastructure such as compliance, finance, marketing and sales support. The Lonsec report noted that "the rating of the Fund is underpinned by the quality and ... |
| | | | ... State Street will now provide a suite of custodial and administration services to Sunsuper, including unit pricing, compliance monitoring, performance reporting, alternative asset reporting, and tax and accounting services. Greg O'Sullivan, head of sales ... |
| | | | ... boutique investment companies, Challenger provides investor services, distribution and marketing, administration and compliance support. Challenger has 10 boutique managers across numerous asset classes including inflationlinked bonds, global credit ... |
| | | | ... assets of an RSE and/or RSE licensee. It should therefore be treated as a 'material business activity', which requires compliance with the provisions of the Outsourcing Standard," wrote Greg Brunner, APRA, general manager, Supervisory Support Division. ... |
| | | | ... priority to promote confident and informed investors." Consultation Paper 171 also suggests that research houses lodge a compliance report every two years, where they would relay their methodology and processes, internal conflicts management procedures ... |
| | | | ... practices," an ASIC spokesperson told Financial Standard "Clearly momentum is gathering for some sort of comprehensive compliance guideline," said the paper. Socialware, a social media management software producer for advisers, completed a survey last ... |
| | | | ... 2001 and deputy chairman from 2003 until its merger with ASX in 2006. Cameron is already chair of the board of ASX compliance which monitors and enforces compliance with ASX's operating rules, along with his duties as chair of Hastings Funds ManagementWestpac's ... |
| | | | ... services to underpin the growth and competitive advantage of the Paragem Wholesale AFSL. Paragem Dealer Services include compliance and risk management, professional development, practice improvement, software, education and research - all critical to ... |
| | | | ... non-executive director of Trio from June 2007 until it collapsed in December 2009, as well as a member of the Risk and Compliance Committee for two years and a chair of the committee on and off over a period of a year. APRA's concerns included that Trio ... |
|