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Showing 2731 - 2740 of 3529 results for "compliance"

Bennelong names new CFO

LINDA HAUSKEN  |  MONDAY, 4 JUN 2012
... its new chief financial officer, commencing 12 June. Phillips will assume responsibility for the finance, reporting, compliance and product management functions throughout Bennelong and its suite of boutiques. Phillips joins Bennelong from Antares (formerly ...

SuperStream levy unclear

MELANIE TIMBRELL  |  MONDAY, 4 JUN 2012
... said. David Haynes, AIST project director has argued SuperStream legislation should be tighter on both governance and compliance around the levy. "The levy legislation should be extended to include a requirement on Government to provide detailed cost ...

ASIC highlights CFD compliance issues

BEN COLLINS  |  FRIDAY, 1 JUN 2012
... Australian Securities & Investments Commission review of client money handling and reconciliation practices has shown non-compliance by a number of issuers of over-the-counter contracts for difference and margin FX derivatives. The Australian Securities ...

Instos increase alternative allocations

MELANIE TIMBRELL  |  THURSDAY, 24 MAY 2012
... that many of the more traditional hedge fund providers don't have - principally, a really well constructed risk and compliance environment and a high level of transparency about risk taking and position taking within the strategy." Wilson believes the ...

Compliance hurdles too high on PAFs

MELANIE TIMBRELL  |  FRIDAY, 18 MAY 2012
... is to create a brand new public ancillary fund," Thomas said. "So you've already got something that's got too high a compliance cost and the only option people are given is to go to a structure that's got even more compliance cost. "They really should ...

Brogden calls for government agreement on FATCA

MELANIE TIMBRELL  |  TUESDAY, 15 MAY 2012
... sector ahead of addressing an IRS hearing in Washington DC on the contentious FATCA regime. The Foreign Account Tax Compliance Act (FATCA) regime aims to crackdown on tax avoidance by US citizens and companies sheltering assets abroad. The regulations ...

JPMorgan execs to resign over US$2bn trading loss

MELANIE TIMBRELL  |  MONDAY, 14 MAY 2012
... increase, possibly as a result of some of the positions taken being difficult to exit. The losses also poses questions on compliance with the Volcker Ruler, due to be implemented as part of Dodd Frank in July US, which compels banks to cease proprietary ...

FPA calls for improved education on advice

LINDA HAUSKEN  |  TUESDAY, 8 MAY 2012
... superannuation, Financial Ombudsman Service. Approximately 260 practicing financial planners, along with licensees and compliance, legal and training professionals attended the workshop.

FPA calls on ASIC for clearer advice definitions

LINDA HAUSKEN  |  WEDNESDAY, 2 MAY 2012
... clarity and definitions of quality advice. Approximately 150 practising financial planners, along with licensees and compliance, legal and training professionals attended the Financial Planning Association's (FPA) first Shadow Shopper workshop in Brisbane ...

BNP Paribas wins AvSuper mandate on tech

MELANIE TIMBRELL  |  WEDNESDAY, 18 APR 2012
... with the choice prompted by the BNP Paribas technology offering, particularly in customised performance reporting, compliance and online trade instructions and capture, according to a joint statement. The announcement follows an extensive tender and ...