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Showing 2701 - 2710 of 3529 results for "compliance"

Think big on scale, ORFR: APRA

MELANIE TIMBRELL  |  TUESDAY, 21 AUG 2012
... calculation should not be a cause for panic. "If trustees are having difficulty in refining their operational risk compliance calculation - I'd probably think that 25 basis points is probably a good start," Jones said. "I'd imagine we'll probably find ...

RBC appoints director of client operations

LINDA HAUSKEN  |  MONDAY, 20 AUG 2012
... Travers. "With his extensive career history, Kevin brings a wealth of knowledge to our team, particularly in the areas of compliance and regulatory requirements to help our clients effectively and efficiently achieve their ambitions," White added.

CommCentral launches FOFA revenue management solution

LINDA HAUSKEN  |  MONDAY, 13 AUG 2012
... service and communication," he said. In response to this, Revex, has been designed to allow advisers to address the compliance demands of Future of Financial Advice (FoFA) and tailor the initial ongoing process of engagement and long-term management ...

Conflicts of interest worry ASIC

LINDA HAUSKEN  |  FRIDAY, 10 AUG 2012
... findings of the review were generally positive. "The asset consultants we spoke to demonstrate an awareness of, and compliance commitment to, their contractual and licensee obligations," he added.

Mercer: Stronger Super adds pressure on funds

LINDA HAUSKEN  |  WEDNESDAY, 8 AUG 2012
The compliance and cost burden created by Stronger Super reforms will put unprecedented pressure on the Australian corporate super fund industry, according to Mercer. Mercer said since the inception of compulsory super, the number of corporate super ...

Super funds look to banks on social media

MELANIE TIMBRELL  |  WEDNESDAY, 8 AUG 2012
... strategies and approaches indicating a range of options available. Banks have also managed to work within regulation and compliance edicts, indicating there is plenty of room for super fund growth, Buchan found.

CGT relief for super funds backdated

LINDA HAUSKEN  |  MONDAY, 6 AUG 2012
... listening to the views of stakeholders will give merging funds greater flexibility and reduce their administrative and compliance costs," said Shorten. Australia's peak superannuation body, the Association of Superannuation Funds of Australia (ASFA) ...

A question of survival

BEN COLLINS  |  FRIDAY, 3 AUG 2012
... business." Both panelists said fund managers need to work harder to restore client trust and adapt to a world where greater compliance is the norm. "Whatever the regulators are doing today, there's only going to be more going forward. It's a global m ...

Tyndall appoints head of operations

MELANIE TIMBRELL  |  FRIDAY, 3 AUG 2012
... have the right structure and support in place is key to our growth strategy," Davis said. "Matthew's experience in compliance and risk and relationship management including custodians, and background in equity, debt and derivatives funds management ...

Value still key in insurance

BEN COLLINS  |  THURSDAY, 2 AUG 2012
... ANZ. "This is where the opportunity for advisers who can do it well is. This will be the key point in the future." "Compliance with FOFA is simply the price of entry into the market. Quality advice will still be the key." Symons said that the key to ...