Search Results | Showing 2661 - 2670 of 3529 results for "compliance" |
| | | ... According to Nunn, the most challenging part of the process has been preparing its advisers for the sea-change ahead. "The compliance costs that can be attributed to FoFA have been very high," explained Nunn MLC's executive general manager of advice ... |
| | | | ... restrictive. "The proposed reforms look at tightening the financial requirements of REs, but are likely to be cumbersome for compliance, inhibit investor choice, and prove inadequate when the next bubble bursts," he said. "We need to recognise that investment ... |
| | | | ... Trustees (AIST) and Australian Council of Superannuation Investors (ACSI)." Media Super's general manager of finance and compliance Michael Rooney has also been appointed deputy chief executive officer of the fund. |
| | | | ... Alex Wise said funds services is a natural extension for Select given its reputation, client-focused principles and compliance standards. "We take the business of investing other people's money seriously, knowing that we operate in a highly complex regulatory ... |
| | | | ... the new division. "Few firms are able to combine financial planning with technical expertise in tax, accounting and compliance for self-managed super funds, family trusts and individuals. "Many financial planners are not qualified accountants or registered ... |
| | | | ... use this window of opportunity to adapt their business models, or they will leave it too late," he warned. Compulsory compliance with the FoFA reforms is on July 1 2013, but trailing commissions in place before that date will be able to be 'grandfathered.' ... |
| | | | ... Jack Osborn (ex Macquarie Private Wealth) has as an equity analyst, and Farhaana Desai (ex UCA Funds Management) as compliance manager. Ned Bell, Bell AM's CEO and portfolio manager is pleased to welcome these three new appointments as the specialist ... |
| | | | ... License (AFSL) option for them from 1 July next year. Accountants who are providing straight-forward services such as tax compliance might not be effected, but those with a business that relies on providing limited financial advice probably wont have ... |
| | | | ... Advice at CUA Financial Planning. Harvey has extensive experience in the financial services industry and has held senior compliance roles at Westpac and CBA. Baynton, a strategic marketing and communication practitioner has more than 20 years' experience. ... |
| | | | ... Properties Group and Centro Retail Group for the 2006-07 financial year. "Following auditing standards is not merely a compliance hurdle to clear," John Price, ASIC commissioner said in November. |
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