Search Results | Showing 2651 - 2660 of 3529 results for "compliance" |
| | | ... environmental and governance factors is very rigorous and will be instrumental in ensuring the DomaCom Fund have a solid compliance and governance base," DomaCom CEO Arthur Naoumidis said. "We are delighted to have partnered with an organisation of the ... |
| | | | Compliance and the cost of regulation are the main concerns for financial planning businesses in the current environment, said the Financial Planning Association after a survey. Recent research shows that Future of Financial Advice compliance and the ... |
| | | | ... risk officer for New Zealand where she had responsibility for wholesale and retail credit risk, market, operating and compliance risk. She will report to chief risk officer Nigel Williams. "It's pleasing to be able to appoint somebody with Jennifer's ... |
| | | | ... ASIC's commitment to ensuring advice industry participants are meeting their key obligations, including having adequate compliance measures in place." AAA must now communicate the consequences of the license cancellation to its clients. In a separate ... |
| | | | ... the fundamental way they think about their business. "If all financial advisers are doing is struggling with FoFA and compliance, which is a minimum entry point - then get out of this business," Gardner concluded. "I'm doing this conference as one adviser ... |
| | | | ... market. Regulatory change rather than global growth is likely to drive much of the hiring in 2013 as firms seek risk and compliance specialists to help them grapple with the likes of Basel III, Dodd-Franks and the Future of Financial Advice reforms ... |
| | | | ... Wealth has given the Australian Securities and Investments Commission an enforceable undertaking to right recurring compliance deficiencies dating back more than five years. The regulator's review of compliance systems and client files, which began in ... |
| | | | ... fund, and the decision would see it continue to provide custody, portfolio administration, securities lending, and compliance and unit pricing services. HESTA executive manager of investments and governance Rob Fowler said that the industry super fund ... |
| | | | The full impact of the Foreign Account Tax Compliance Act (FATCA) regulations from the US Treasury and IRS on Australian financial institutions is still uncertain, says Ernst & Young's Paul Siviour. Ernst & Young's Oceania Banking and Capital Markets ... |
| | | | ... legislation. It is measured using the Acquire Index, which incorporates seven benchmark categories including assurances, compliance, quality, understanding, intention, reaction and environment. The research group attributed the fall in 'intention', which ... |
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