Search Results | Showing 2751 - 2760 of 3529 results for "compliance" |
| | | ... year in ongoing costs. A 12-month transition period will allow businesses to make the necessary changes to IT systems, compliance processes, training and disclosure requirements," said John Brogden, chief executive, FSC. Meanwhile Steve Tucker, group ... |
| | | | ... fully automated feed capabilities to established network of Macquarie, St George and Westpac will ensure best practice compliance standards move forward for the SMSF industry. |
| | | | ... adequate resources to conduct their financial services businesses, supported by appropriate corporate structures and compliance arrangements,," said Kell. In relation to FOFA and platforms, ASIC said it would be considering how key issues such as the ... |
| | | | ... on the buy-side as a result of regulatory changes however, necessitates new operating and reporting models for total compliance, according to Nick Quin, Asia Pacific regional director for sales at SimCorp. "There has been M&A activity in recent years ... |
| | | | ... new processes for accountants if the exemption is dropped, Securitor has launched the new solution promising a strong compliance program, technical and research support and access to practice development managers. The new offer is designed to allow accountants ... |
| | | | ... arrangements in place. "It is important for the integrity of the market and investor confidence that there is a high level of compliance with the executive remuneration laws," said Belinda Gibson, ASIC deputy chairman. "Directors must provide sufficient ... |
| | | | ... than ever, it is crucial that licensees and their advisers partner with experts in the areas of Regulatory Support, Compliance and Risk Management," said Humphries. "The standards demanded have never been higher and many licensees and advisers will benefit ... |
| | | | ... said. While Dunkerley believes there may be some additional reluctance to trust third parties to send out messages as compliance becomes more stringent, he believes corporates are taking a conservative approach to internal policies and guidelines, which ... |
| | | | ... - he wants the EU to have an "enhanced and permanent presence on the ground" to readily monitor and check Greece's compliance. Likewise, the Royal Bank of Canada (RBC) reports that, "There will be measures to better trace and monitor official borrowing ... |
| | | | ... undertakings can achieve a more effective regulatory result than other remedies in some cases - such as an improved compliance or a quicker outcome for investors. This guide will help spell out how and why we use them and what we expect from parties ... |
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