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Showing 2811 - 2820 of 3529 results for "compliance"

Dealer groups compete for planners: survey

ELISE BURGESS  |  THURSDAY, 22 SEP 2011
... group can offer, planners listed easy to do business with, autonomy to run own business, ability to adjust to change, compliance and support and approved product lists as their top five. Meanwhile the five least important were credit and loan services ...

AvSuper awards double alternatives mandate

MATT WOODINGTON  |  MONDAY, 19 SEP 2011
... Malpass has recently worked for Military Super's investment and operations team, dealing with unit pricing, investment compliance, fund operations and alternative investments. As well as training as a cadet in a super administrator working with defined ...

ASIC opens dialogue with hedge funds

RACHEL DAVIS  |  THURSDAY, 15 SEP 2011
... engagement with the hedge fund industry is critical to ensuring local market issues are identified while imposing the lowest compliance burden possible in the attainment of regulatory objectives. "ASIC needs to understand the sector better to understand ...

Bell recruits Bloomberg for risk and compliance

MATT WOODINGTON  |  WEDNESDAY, 14 SEP 2011
Bell Asset Management has implemented Bloomberg's Asset & Investment Manager's third party risk, performance and compliance packages in an upgrade to its portfolio management system. Bloomberg's Asset & Investment Manager (AIM) order management system ...

AXA adopts new wealth platform

RACHEL DAVIS  |  THURSDAY, 8 SEP 2011
... deliver functionality with a leading design and user experience. "XPLAN offers the kind of integrated solution and compliance and reporting functionality that a desktop solution simply doesn't provide," she said. "We see the migration to XPLAN as a natural ...

ASX new CEO remains on Tabcorp board

RACHEL DAVIS  |  FRIDAY, 26 AUG 2011
... this does not conflict with the interests of ASX or compromise Mr Funke Kupper's ability to perform his role." ASX Compliance, headed by a Chief Compliance Officer, oversees compliance by companies with ASX listing rules. It does have its own, separate ...

New software can make financial advice hub for super fund administrators

ALISON BEVEGE  |  WEDNESDAY, 24 AUG 2011
... Pillar, to make it work at the administrator level. The new version of Decimal, In-One, provides a single point of compliance across the client funds and provides the administrator with access to member data online. "The new version means one administrator ...

AFA appoints COO

RACHEL DAVIS  |  FRIDAY, 19 AUG 2011
... services sector with a range of organisations including MLC, AMP and, most recently, as head of risk management and compliance for the Colonial First State advice businesses. AFA CEO Richard Klipin said he is delighted to have someone with Mr Anderson's ...

AFM partners with Indon mngr for Aust expansion

ELISE BURGESS  |  WEDNESDAY, 17 AUG 2011
... Partners, told Financial Standard that AFM will provide front office support for Mandiri, including regulatory and compliance structure, as the Indonesia firm expands into the Australian market. "Mandiri want to extend their business reach in our region ...

PFS consultants take equity stakes

MATT WOODINGTON  |  THURSDAY, 11 AUG 2011
... providing strategic advice to industry associations and professional bodies. Knight advises clients on governance, risk and compliance matters as well as performance evaluations of super trustee boards.