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Showing 2841 - 2850 of 3529 results for "compliance"

Collectible nightmare just an SMSF bad dream

ALISON BEVEGE  |  MONDAY, 20 JUN 2011
... rule changes on collectables were a necessary part of improving the integrity of the system despite the additional compliance costs. Aaron Dunn, managing director of the SMSF Academy said trustees should be mindful that it is a better outcome than the ...

Superpartners adds risk expert to board

MATT WOODINGTON  |  THURSDAY, 16 JUN 2011
Superpartners has made a new appointment to its board of directors, bringing in risk and compliance expert, Merran Kelsall. The superannuation administrator said that Kelsall's passion for corporate governance, strategy and executive coaching made her ...

Christian Super urges more transparent investment beliefs

MATT WOODINGTON  |  WEDNESDAY, 15 JUN 2011
... was organised in conjunction with Responsible-Investor.com for the benefit of fiduciaries, trustees, attorneys and compliance specialists.

DKN acquires 25pc in Godfrey Pembroke firm

ELISE BURGESS  |  FRIDAY, 10 JUN 2011
... Group has acquired a 25 per cent stake in former Godfrey Pembroke licensee, StrategyOne Advice Network, to provide compliance, professional development, research and platform administration services to its advisers. The move is inline with DKN's long ...

ASIC forces iPlan to hire compliance expert

MATT WOODINGTON  |  THURSDAY, 9 JUN 2011
... relating to the use of investment platforms. Under the terms of its revised licence iPlan must appoint an independent compliance expert to review how it manages conflicts of interest. It must also undertake further communication with its clients about ...

Schroders move $25bn to single platform

ELISE BURGESS  |  TUESDAY, 31 MAY 2011
... Australia has switched its $25 billion assets onto a new Singapore-based investment management system to keep up with compliance and regulatory changes, choosing portfolio management software provider, SimCorp Dimension. Taking 12 months to move the ...

New software simplifies front office broking

ALISON BEVEGE  |  TUESDAY, 31 MAY 2011
... including portfolio, risk profile, years to retirement and investment preferences, helping them meet the "Know Your Client" compliance obligations. "This will be an important tool to help brokers demonstrate best practice in knowing their clients," he ...

BTFG new head of prac mgmt

ELISE BURGESS  |  MONDAY, 30 MAY 2011
... key planner services. Wes Hall will lead of team of 104 that will conduct reviews and consider products, quality and compliance across all BT brands with regulatory reform responses a key component. "This is an important appointment for us, with the ...

Super insurance simplified for funds

ALISON BEVEGE  |  FRIDAY, 27 MAY 2011
... Funds of Australia, also welcomed the move and said her organisation had consistently raised the issue of the cost of compliance. "While arguably it would have been better to have the transitional arrangement becoming permanent this is a good outcome ...

Tora improves electronic platform

ALISON BEVEGE  |  THURSDAY, 26 MAY 2011
Asian electronic trading platform provider Tora has launched a new compliance engine that enables clients to write targeted trading rules and helps with compliance. TORA Compass 7.0 allows users to create specific rules for particular orders, portfolios ...