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Showing 201 - 210 of 6319 results for "Securities"

UniSuper awards private debt mandate to Revolution AM

ANDREW MCKEAN  |  TUESDAY, 18 APR 2023
... income from senior secured loans, prioritising relative value across corporate leveraged loans, private asset backed securities, and real estate. Revolution Asset Management chief investment officer Bob Sahota highlighted the importance of private debt ...

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 13 APR 2023
... 2015 and 2021, Ridgway recommended clients invest in a range of international unlisted shares sourced by McFaddens Securities, a Sydney-based firm with connections to the UK. The shares included pre-IPO companies like Steppes Alternative Asset Management ...

SVB, Signature Bank securities up for sale

KARREN VERGARA  |  WEDNESDAY, 12 APR 2023
... Federal Deposit Insurance Corporation recently announced that it retained BlackRock Financial Market Advisory to sell the securities of the two collapsed banks. Signature Bank has about US$27 billion while SVB has US$87 billion in securities comprising ...

Startup founder charged for defrauding JPMorgan

JAMIE WILLIAMSON  |  WEDNESDAY, 5 APR 2023
... Javice, who had been brought on as head of student solutions, was terminated by JPMorgan in November 2022. Overnight, the Securities and Exchange Commission charged Javice with fraud, specifically violating the antifraud provisions of the Securities ...

Linchpin, Endeavour directors found guilty

JAMIE WILLIAMSON  |  TUESDAY, 4 APR 2023
... Court has determined that four current and former directors of the now defunct Linchpin Capital Group and Endeavour Securities breached their duties and didn't serve investors' best interests. The court found that, between 2015 and 2018, Ian ...

Taskforce exposes rising dangers for retail investors

ANDREW MCKEAN  |  FRIDAY, 31 MAR 2023
... among retail investors magnifies the impact suitability issues, fraudulent platforms and scams. Traditional risks in securities markets, including counterparty risk, settlement risk, liquidity risk, and fraud and loss of investor funds, extend to the ...

ASIC investigates CHESS replacement blunder

KARREN VERGARA  |  WEDNESDAY, 29 MAR 2023
The corporate and securities watchdog has commenced an investigation into the ASX's botched CHESS replacement program. The ASX, its subsidiaries ASX Clear and ASX Settlement, and responsible directors and officers are under scrutiny for their role ...

Aware Super restructures investment team

ELIZABETH FRY  |  FRIDAY, 17 MAR 2023
... such as equities, rates fixed income in both domestic and global markets. "He will also be pivotal in delivering a securities finance strategy that will not only originate but structure trades to optimise collateral and liquidity to generate returns ...

BT's Advance AM hit with stop orders

JAMIE WILLIAMSON  |  FRIDAY, 17 MAR 2023
... relation to the Advance Balanced Multi-Blend Fund, Advance International Shares Multi-Blend Fund, and Advance Property Securities Multi-Blend Fund. The funds, which have a combined $4.2 billion in assets under management, were found to have TMDs that ...

Fixed interest ETP issuers hit the gas

CHLOE WALKER  |  THURSDAY, 16 MAR 2023
... grade sector, with $1.3 billion on net flows of $2.4 billion. Meanwhile, the fastest growth occurred in the capital securities sector (31% FUM growth on net fund flows of $0.6 billion). Currently, Rainmaker said, the biggest players in this space are ...