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Showing 2031 - 2040 of 3523 results for "compliance"

Wages and super should be aligned: Cbus

EMMA RAPAPORT  |  TUESDAY, 14 MAR 2017
... industry super fund claims the quarterly payment cycle for the superannuation guarantee creates a significant risk of non-compliance and increases opportunities for payments to be missed. "The most effective solution to the growing problem of unpaid ...

Cooper Investors appoints EQT, hires retail lead

KARREN VERGARA  |  MONDAY, 13 MAR 2017
... fund managers focus on investment management, the role of the RE is to take care of protecting investor interests and compliance," Kalman said. Established in 2001, Cooper Investors manages six pooled wholesale trusts invested in both domestic and international ...

BTIM strengthens risk and operations divisions

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAR 2017
... asset management, structuring private equity transactions and acquisitions. Coles was most recently chief risk and compliance officer for State Bank of India, prior to which he was head of risk management for Australia and New Zealand and corporate operational ...

Super to drive employment in 2017

JAMIE WILLIAMSON  |  MONDAY, 6 MAR 2017
... expected to be across marketing, sales and administration. Other areas identified for growth include technology, risk and compliance, operations, and member/investor engagement. However, a quarter of respondents revealed an expectation to reduce staff ...

Kaplan buys artificial intelligence regtech

JAMIE WILLIAMSON  |  FRIDAY, 3 MAR 2017
... for financial advisers to create and share compliant digital content, and has now acquired the company to broaden its compliance capabilities via artificial intelligence. The Artemis tool identifies 'risky' content in the creation stages to help advisers ...

Netwealth dominating platform sector

JAMIE WILLIAMSON  |  WEDNESDAY, 1 MAR 2017
Platform providers are shifting their focus toward development of functionality after years of costly compliance work, with netwealth leading the field. That is a key finding of Investment Trends' 2016 Platform Benchmarking and Competitive Analysis ...

Pricing error shaves $2.2m off Australian Ethical profit

ALEX BURKE  |  TUESDAY, 28 FEB 2017
... said shareholders should expect an increase in staff expenses as part of increasing resources in operational, risk and compliance roles. Taking this into account, Australian Ethical said underlying net profit after tax was actually up 52% compared to ...

Investment manager and advice group join forces

JAMIE WILLIAMSON  |  MONDAY, 27 FEB 2017
... financial advice dealer groups. Aligning with Futuro Financial Services, Clime will draw upon the licence, operating and compliance services offered by Futuro to further its investment, marketing, product development and investor education services. ...

Professional standards spark SAFAA training

DARREN SNYDER  |  THURSDAY, 23 FEB 2017
The Stockbrokers and Financial Advisers Association is partnering with a global compliance training service provider for a new e-learning initiative. The partnership with GRC Solutions coincides with the passing of legislation for new requirements to ...

BlackRock makes two senior appointments

KARREN VERGARA  |  THURSDAY, 23 FEB 2017
... to serve institutional and wealth sectors has evolved along with regulatory reform, advances in portfolio risk and compliance technology, as well as developments in advice and retirement solutions. Investing in client services is imperative to capture ...