Search Results | Showing 1991 - 2000 of 3516 results for "compliance" |
| | | Grant Samuel Funds Management has appointed a new compliance officer. Stuart Osborne joins GSFM from Macquarie, where he held multiple positions since 2002, including compliance and op risk executive, credit analyst, operational risk manager, and associate ... |
| | | | ... ecosystem that supports best practices and standards. At the same time, we take seriously our responsibility to be in full compliance with all relevant regulatory requirements and pledge to work in collaboration with our supervisors to achieve this," ... |
| | | | ... executive Tom Doris said: "Asset managers need a global partner that understands the complexities of market structure, compliance, and liquidity, and can bring to bear the tools and technology that are most relevant and impactful for the buy-side trader." ... |
| | | | ... providing further relevant information including a regulatory impact statement canvassing the broader economic impacts, compliance issues and revenue estimates as part of the explanatory material accompanying the draft legislation when it is introduced ... |
| | | | ... previously held senior roles with Gruss Capital Management, Copenhagen Capital and Bailey Coates Asset Management. Head of compliance Suzanne Porter also joined from Visium Asset Management, prior to which she was vice president, compliance at Bank of ... |
| | | | ... to join. "Bennelong is the best at what it does in the market. With Bennelong providing the distribution, marketing, compliance, finance and administrative support, we are free to focus our attention on investment management and positive outcomes for ... |
| | | | ... analytics - the next chapter in the digital revolution Digital advice - the way forward for robo solutions Regulation and compliance - the case for systems agility and flexibility Automation and integration - essential tools for sophisticated digital ... |
| | | | ... superannuation savings in light of the changes," O'Halloran added. "The ATO has taken this step to reduce some of the burden of compliance work so that accountants, tax agents and SMSF advisers can focus on providing appropriate advisory services to ... |
| | | | ... information from customers directly to complete their personal statement for life cover. The feature aims to reduce advisers' compliance burden and risk exposure as well as save time, CommInsure head of life distribution Olivia Sarah-Le Lacheur said. ... |
| | | | ... impact of the super reforms on SMFSs members and other investors frequently sees them needing advice beyond tax and compliance issues, Bungard said. |
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