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Showing 2061 - 2070 of 3517 results for "compliance"

Legalsuper hires compliance exec from Mercer

ALEX BURKE  |  WEDNESDAY, 11 JAN 2017
A new executive manager compliance joined legalsuper this week. Kaye Wheatley-Brown joins the $3 billion, 40,000-member superannuation fund from Mercer, where she was principal, senior risk and compliance leader, financial services, advice and insurance. ...

Sydney planners topping salary figures

ALEX BURKE  |  MONDAY, 9 JAN 2017
... "revenue generators" for small businesses, mortgage lenders and financial planners. This includes people working in compliance, assurance or operational risk "with experience in change delivery."

Hunter Hall rejects non-compliance claims

JAMIE WILLIAMSON  |  FRIDAY, 6 JAN 2017
Hunter Hall says recent major announcements to the ASX were handled appropriately, responding to suggestions of misconduct raised by Fairfax Media. Reports from Fairfax allege outgoing chief investment officer Peter Hall revealed an intention to sell ...

NAB partners for SMSF establishment service

ALEX BURKE  |  THURSDAY, 5 JAN 2017
... charge transfer payments. NAB general manager of self-directed wealth Nathan Walsh said: "We know how much of a burden compliance and paperwork is for investors. We want to not only make it easier for investors to set up and administer their own fund ...

Regulator finalises ANZ compliance review

ALEX BURKE  |  FRIDAY, 23 DEC 2016
ASIC confirmed the completion of ANZ's independent compliance review. The review, which was conducted by PwC, investigated compliance functions of ANZ's life and general insurance, superannuation and funds management businesses within the OnePath group. ...

Top 10 investment stories in 2016

STAFF WRITER  |  THURSDAY, 22 DEC 2016
... announced in November it intends to appoint a range of executives in the UK, including a chief operating officer, a compliance manager and head of sales for Europe and the UK. The move comes after an extensive review at the Australian firm. Bennelong ...

Charter Hall director resigns

ALEX BURKE  |  WEDNESDAY, 21 DEC 2016
... remuneration and human resources committee, the nominations committee, the investment committee and the audit, risk and compliance committee. Kahan is deputy chair of property firm Gandel Group, which has a stake in Charter Hall. He was previously Gandel ...

Whistleblower protections under microscope

DARREN SNYDER  |  TUESDAY, 20 DEC 2016
... "Whistleblowing plays a critical role in uncovering corporate and tax misconduct. It is a key means of combating poor compliance cultures, by ensuring that companies, officers and staff know that misconduct will be reported," O'Dwyer said. "Active protection ...

Class partners for improved SMSF compliance

JAMIE WILLIAMSON  |  TUESDAY, 20 DEC 2016
Class will deliver a new legal, pension and compliance document service to users via integration with an SMSF solution provider. The document service, provided by The SMSF Academy, is available to Class users through a tiered membership, offering streamlined ...

GBST appoints new director

JAMIE WILLIAMSON  |  TUESDAY, 20 DEC 2016
... and delivery services to organisations including Westpac, AMP and Coles. He is also a member of the audit, risk and compliance committee at the National Gallery of Victoria. Commenting on the appointment, the chair of GBST Allan Brackin said: "Tam will ...