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Showing 2071 - 2080 of 3519 results for "compliance"

Class partners for improved SMSF compliance

JAMIE WILLIAMSON  |  TUESDAY, 20 DEC 2016
Class will deliver a new legal, pension and compliance document service to users via integration with an SMSF solution provider. The document service, provided by The SMSF Academy, is available to Class users through a tiered membership, offering streamlined ...

GBST appoints new director

JAMIE WILLIAMSON  |  TUESDAY, 20 DEC 2016
... and delivery services to organisations including Westpac, AMP and Coles. He is also a member of the audit, risk and compliance committee at the National Gallery of Victoria. Commenting on the appointment, the chair of GBST Allan Brackin said: "Tam will ...

Software provider signs four Aussie hedge funds

JAMIE WILLIAMSON  |  MONDAY, 19 DEC 2016
... trading expertise, can provide global managers like Nanuk with a comprehensive, end-to-end scalable solution for their compliance, trading, reporting and investment management needs."

Centrepoint driving adviser efficiencies

DARREN SNYDER  |  FRIDAY, 16 DEC 2016
... electronic workflows to enable efficient completion. "For advisers to effectively serve the needs of their clients, meet compliance obligations and stay profitable today, individual advice practices need to harness the power of technology and the scale ...

Managed accounts and goals based advice prompts name change

JAMIE WILLIAMSON  |  THURSDAY, 15 DEC 2016
... "While not a new phenomenon, the steady growth of managed accounts has encouraged the industry to tackle regulatory and compliance hurdles, and seen advisers increasingly build more bespoke goals based portfolios for clients that were previously not ...

Fiducian boosts FUA by $44m

ALEX BURKE  |  WEDNESDAY, 14 DEC 2016
... Perth catchment area. Singh said at the time: "Fiducian wants to grow with like-minded financial planners who adopt its compliance processes. This is important to ensure client best-interest."

Ord Minnett manager launches adviser social startup

ALEX BURKE  |  TUESDAY, 13 DEC 2016
... only if you're familiar with it. It's also that some advisers are scared to put anything out there that might have compliance issues," Loneragan said. To address these issues and bridge the potential generational gap between advisers and clients, Latch ...

New product simplifies APRA reporting

JAMIE WILLIAMSON  |  MONDAY, 12 DEC 2016
A global technology firm is providing an automated compliance reporting solution for financial services organisations in accordance with APRA security guidelines. Tenable Network Security has developed the solution which will assist management, security ...

Hedge funds lack confidence in data security

JAMIE WILLIAMSON  |  THURSDAY, 8 DEC 2016
... by hedge fund managers for investing in innovation, with 90% of respondents saying the improvement of controls and compliance is of greatest advantage; attributed largely to the ever changing regulatory landscape. The report states: "Give that - in 2013 ...

Carwardine to undergo external advice review

KERRIE SYDEE  |  WEDNESDAY, 7 DEC 2016
Carwardine Financial Services will undergo an independent external review of its compliance after ASIC surveillance identified a number of concerns. ASIC's surveillance concluded in September 2016 and identified a number of issues with Carwardine's ...