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Showing 2111 - 2120 of 3517 results for "compliance"

New director joins Centrepoint board

JAMIE WILLIAMSON  |  FRIDAY, 7 OCT 2016
... continued growth of Centrepoint Alliance," he said. Chmiel will also be a member of Centrepoint's group audit, risk & compliance committee.

NGS inks deal with advice firm

JAMIE WILLIAMSON  |  FRIDAY, 7 OCT 2016
... to their customers. The new partnership will see a cost-effective and scalable service which is supported by strong compliance and technical services." NGS expects to have completed the implementation of Guideway's solution by early 2017.

ANZ blames tech and training for bank mishaps

JAMIE WILLIAMSON  |  THURSDAY, 6 OCT 2016
... processes to ensure better outcomes, though committee member Julia Banks MP accused the bank of only employing a reactive compliance framework, which Elliott rejected. He also rejected Julia's assertion that ANZ has a distinctly 'blokey culture', after ...

Client needs to drive transitioning businesses

JAMIE WILLIAMSON  |  TUESDAY, 4 OCT 2016
... some clarity for the market, believing it will strengthen the way advisers deliver advice, enhance the industry from a compliance perspective and provides a "clear pathway" for business transition for those operating under the now-removed no-action letter. ...

Funds management giants in historic merger

ALEX BURKE  |  TUESDAY, 4 OCT 2016
... Asia-Pacific; Janus chief financial officer Jennifer McPeek becoming chief operating and strategy officer; Janus chief compliance officer David Kowalsi becoming chief risk officer; and Henderson general counsel and company secretary Jacqui Irvine taking ...

MDAs overhauled by new regulations

JAMIE WILLIAMSON  |  FRIDAY, 30 SEP 2016
... Implemented Portfolios expects to see a growing number of advisers strengthening their internal investment, governance and compliance competencies and also an increase in the number choosing to partner with specialist providers; "also paving the way ...

HLB Mann Judd appoints partner in Melbourne

MARK SMITH  |  FRIDAY, 30 SEP 2016
... of business succession, family law support and the buying and selling of businesses while delivering the usual tax compliance services with a genuine personal, caring, fun approach." Maillard said that he had been looking to move back into a mid-tier ...

NowInfinity completes restructure

KERRIE SYDEE  |  THURSDAY, 29 SEP 2016
... unrivalled." NowInfinity is used by accounting, financial advice and super administration firms to help manage corporate compliance, document management and data integrity.

NAB pays $6.5m to resolve advice complaints

KERRIE SYDEE  |  WEDNESDAY, 28 SEP 2016
... financial advice register, NAB have implemented a process to notify ASIC in writing of any adviser departures where NAB has compliance concerns about the adviser. NAB's commitment: NAB committed to look to remove confidentiality orders from settlements ...

NAB board member joins Platinum

MARK SMITH  |  FRIDAY, 23 SEP 2016
... and wealth management sectors providing advice on financial and regulatory reporting, risk management, controls and compliance frameworks. The board of Platinum thanked Towers for her "invaluable contribution" over the last nine years. In a statement ...