Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 2151 - 2160 of 3517 results for "compliance"

ESSSuper appoints new CFO

DARREN SNYDER  |  FRIDAY, 19 AUG 2016
... women and their children seeking asylum) and is an adviser to the fintech start-up Feldbay Australia (Equipex), and the compliance company Strytex.

Charter Hall appoints new director

KERRIE SYDEE  |  FRIDAY, 19 AUG 2016
... strategy at Origin Energy and is responsible for corporate strategy, finance, transactions, safety and environment, risk, compliance and insurance. Prior to this she held a number of senior roles with Boral Energy, Exxon and BP. Moses holds a number ...

Financial services stalwart backs robo-adviser

JAMIE WILLIAMSON  |  WEDNESDAY, 17 AUG 2016
... have long believed that the only thing guaranteed in financial advice is the cost. With the ever increasing burden of compliance it is essential that the industry reduces the cost of advice so that it can be made available to the majority rather than ...

Magellan full year profits up 14%

MARK SMITH  |  THURSDAY, 11 AUG 2016
... IT. Next year the firm plans to make further hires to its distribution team in Australia and in the US, as well as in compliance, trading, finance, operations and administration. It will also hire three people in Australia for a new public policy institute ...

Kaplan launches adviser diagnostic tool

KERRIE SYDEE  |  THURSDAY, 11 AUG 2016
... regards to adviser knowledge and education standards, KUDOS will become an invaluable tool as it encourages a culture of compliance and continuous improvement. "With such in-depth reporting and unrivalled insight, I see KUDOS being utilised for recruitment ...

ASX blockchain move defensive: Professor

DARREN SNYDER  |  TUESDAY, 9 AUG 2016
... or a distributed ledger technology (DLT) in the ASX's back office would drive down costs and squeeze out fraud and compliance problems that stock exchanges have all over the world. Speaking at the Centre for International Finance and Regulation (CIFR) ...

ASIC compensation plummets despite surveillance success

ALEX BURKE  |  MONDAY, 8 AUG 2016
... that over the next six months, the regulator will pay particular attention to enforcing Future of Financial Advice compliance, especially as it pertains to the Wealth Management Project, which was established in 2014 and aims to lift the standards of ...

PMIIG licence cancelled

MARK SMITH  |  FRIDAY, 5 AUG 2016
... financial and auditor's reports on time; and did not advise the regulator of breaches within 10 business days. "ASIC takes compliance with these obligations seriously. They are important to ensure we have efficient and well-functioning financial markets ...

Westpac COO departs, management restructures

ALEX BURKE  |  FRIDAY, 5 AUG 2016
... Following Arthur's departure, Westpac has made changes to its management structure, with general counsel and chief compliance officer Rebecca Lim joining the executive team. Gary Thursby has been promoted to group executive, strategy, transformation ...

Perpetual announces internal promotions

DARREN SNYDER  |  WEDNESDAY, 3 AUG 2016
... time at Perpetual she has also been responsible for Perpetual's debt markets trustee operations and ongoing trustee compliance arrangements. Replacing Riggio as the new head of wholesale trustee is Phillip Blackmore. He brings 19 years' financial services ...