Search Results | Showing 2161 - 2170 of 3517 results for "compliance" |
| | | ... fee for service." Grohovaz said he was drawn to Elders Financial Planning because of the level of professionalism, compliance, support and opportunity provided through the group's referral network. "Elders have been working with me for a considerable ... |
| | | | ... Origin Energy where she is responsible for corporate strategy, finance, transactions, safety and environment, risk, compliance and insurance. Moses was recently appointed as a non-executive director at Orica, and other directorships include a non-executive ... |
| | | | ... on clients' behalf. "Dealer groups currently use several different systems for portfolio construction, rebalancing, compliance and reporting administration. Many of the processes involve manual administration which takes up big chunks of time without ... |
| | | | ... contravened a financial services law. ASIC deputy chair Peter Kell said: "Financial planners are required to meet stringent compliance standards to protect the interests of their clients and instil confidence in the broader financial advice industry. ... |
| | | | ... culture at that time within IOOF contributed to these issues occurring," IOOF's appointment of PwC as an independent compliance reviewer has convinced the regulator that "IOOF has made significant changes to their policies and procedures." The group ... |
| | | | ... FSC Leaders Summit in Melbourne, Helmich said that ASIC's role is to ensure favourable customer experience based on compliance, while the "fiduciary side" requires industry self-regulation. In order to avoid a disaster like Storm Financial, he continued ... |
| | | | ... investment transactions; assisting with a continued improvement of the fund's investment governance framework; risk and compliance monitoring of the investment portfolio; and assisting in the management of unlisted alternative assets. MTAA also appointed ... |
| | | | ... on the boards of Trac Group, Vinta Property Group, Russell and Basketball Australia. Previously she was a risk and compliance consultant and program manager at CBA. Before that, Dodwell was general manager - risk and compliance at Perpetual, and has ... |
| | | | ... efficient way for advisers to implement direct equity portfolios for their clients, through reduced administration and compliance obligations. And clients benefit from greater transparency, beneficial ownership of the underlying shares and access to ... |
| | | | ... couple of years. We've always been known as a front-office tool but we've extended in to the operations space to allow compliance officers and operations people to solve regulatory concerns," Ioannou said. He knows superannuation funds in Australia are ... |
|