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Showing 171 - 180 of 230 results for "Separation"

ME Bank in search for new chief risk officer

LAURA MILLAN  |  FRIDAY, 13 JUN 2014
... officer Gary Dickson. ME Bank told Financial Standard that Vamvakas' departure was "the direct result of an enforced separation of the treasury and risk components of the current chief risk officer role at the direction of APRA" in the first quarter ...

PROFILE: Invesco CEO Martin Franc

MARK SMITH  |  THURSDAY, 5 JUN 2014
... more technical detail around how the company was managing derivatives, what systems it used as well as issues such as separation of duty around trading and settlements. For the full story, download the June 2 issue of the Financial Standard iPad app ...

FPA campaigns for a separation of product and advice

LAURA MILLAN  |  MONDAY, 19 MAY 2014
... create "a surgical cut" between product sales and financial advice. The campaign promotes the inclusion of SoPA -or separation of product and advice- into FoFA -or the Future of Financial Advice legislation. The FPA issued the statement less than a month ...

Stakeholders stage FoFA confrontation in Senate submissions

LAURA MILLAN  |  WEDNESDAY, 7 MAY 2014
... duty and the 'catch-all' phrase, the opt-in requirements, the obligation to provide fee disclosure statements and the separation of general and personal advice. The Financial Services Council (FSC) asked the Senate Economics Committee to repeal the opt-in ...

FPA calls for clear separation of general and personal advice

LAURA MILLAN  |  FRIDAY, 4 APR 2014
The Financial Planning Association (FPA) asked the Financial System Inquiry (FSI) to review the definitions of general and personal advice over concerns that the terms make it difficult for consumers to distinguish personal advice from product sales. ...

NZ Super awards 4 mandates to Northern Trust

ALEX DUNNIN  |  TUESDAY, 15 OCT 2013
... our portfolio." Northern Trust has had a custodial relationship with the Fund since 2007. Mackenzie said appropriate separation was in place between Northern Trust's asset management and asset servicing businesses. Northern Trust has both asset management ...

Research houses flag 'rating shopping' to advisers

MARK SMITH  |  MONDAY, 15 JUL 2013
... conflicts of interest. They require research houses to provide greater disclosure around adverse research and have greater separation between its commercial and research operations. "We have always had a 'not-rated' category that included funds filtered ...

Lonsec shuts door on rating 'shopping' with new rankings

MARK SMITH  |  THURSDAY, 4 JUL 2013
... of contracting, in line with the new rules. "The chief pillar of Lonsec's conflicts management policies remains the separation of operational processes and ratings determinations. Our analysts are expressly forbidden from discussing commercial matters ...

NZ Super fund kicks out companies

BEN COLLINS  |  THURSDAY, 13 DEC 2012
... in the Occupied Palestinian Territories which was found to be illegal by the United Nations. Israeli settlements and separation barriers constructed by the three companies in the Occupied Palestinian Territories are illegal under international laws ...

Early engagement key to next-gen wealth transfer

MARK SMITH  |  FRIDAY, 30 NOV 2012
... engaging the next generation with philanthropy is much more positive. "A private ancillary fund (PAF) provides a degree of separation from the family wealth because the money is, in effect, no longer theirs," he explained. "A dialogue of engagement around ...