Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 171 - 180 of 1892 results for "Determine"

ASIC bans unlicensed WA adviser

ELIZA BAVIN  |  FRIDAY, 2 MAY 2025
The Australia Securities and Investments Commission (ASIC) has made an order to permanently ban former Western Australia based financial adviser Neville Kendrick. Kendrick has been banned from providing any financial services, performing any function ...

Finfluencer failed to disclose paid promotions, says regulator

JAMIE WILLIAMSON  |  WEDNESDAY, 30 APR 2025
... demonstrated that viewers were acting on those recommendations." Floreani will now attend a second hearing by the ASC to determine sanctions and/or cost recovery, the regulator noted. The Ontario Securities Commission (OSC) recently surveyed 655 Canadian ...

WA takes the economic crown: CBA

ELIZA BAVIN  |  TUESDAY, 29 APR 2025
For the third quarter in a row, Western Australia topped the economic leaderboard in the latest CommSec State of the States report. Victoria made the biggest leap, overtaking both Queensland and South Australia to move into second place. The State of ...

AFCA highlights 'pattern of delays' in super

ELIZA BAVIN  |  TUESDAY, 29 APR 2025
... rollovers must be processed within regulatory timeframes, and funds should identify where the timeframes are missed, determine the root cause of these failures, and proactively invest in technology and staffing to meet compliance standards. Meantime ...

Federal Court hammers defunct advice firm with $11m penalty

ANDREW MCKEAN  |  MONDAY, 28 APR 2025
Defunct advice firm Equiti Financial Services, since renamed DOD Bookkeeping, which has been placed into liquidation, has been slammed with an $11.03 million penalty for providing "cookie cutter" advice and breaching conflicted remuneration laws. Equiti ...

MAX Awards 2025 finalists revealed

STAFF WRITER  |  THURSDAY, 24 APR 2025
Voting is now open for the 2025 Financial Standard MAX Awards. The finalists for the 2025 MAX Awards have been selected across 20 categories, including a new Rising Star of the Year - Marketing award. The MAX (Marketing, Advertising and Sales Excellence) ...

ASIC loses Block Earner case

KARREN VERGARA  |  WEDNESDAY, 23 APR 2025
The Federal Court has vindicated Block Earner by overturning a decision that it needed an AFSL to offer its Earner product and dismissing ASIC's appeal to impose penalties on the digital asset platform. Justices O'Callaghan, Abraham and Button ...

Iress offloads QuantHouse

KARREN VERGARA  |  WEDNESDAY, 23 APR 2025
ASX-listed Iress is divesting its market data business QuantHouse for €17.5 million ($31.4m) at a 45% discount to what it acquired it for in 2019. BAHA Tech Holding AG is set to take over Iress' European market data and trading infrastructure ...

Shield Master Fund terminated, new receivers for Keystone Asset Management

KARREN VERGARA  |  WEDNESDAY, 16 APR 2025
The Shield Master Fund (SMF) has been terminated while its responsible entity Keystone Asset Management (KAM) has been appointed a new receiver and administrator. The troubled SMF was terminated on April 10 after the new receiver, Alvarez & Marsal ...

ANSC's Australian Food & Agriculture takeover tanks

KARREN VERGARA  |  WEDNESDAY, 16 APR 2025
Agriculture & Natural Solutions Acquisition Corporation's (ANSC) bid to acquire the Bell family and Alastair Provan-owned Australian Food & Agriculture Company (AFA) for $780 million fell through. Nasdaq-listed ANSC, a special purpose acquisition company ...