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Showing 1811 - 1820 of 2868 results for "Standards"

FEATURE: Adviser education

FINANCIAL STANDARD  |  MONDAY, 25 MAY 2015
With minimum education standards surely now set to rise in the financial planning industry, the Financial Standard team has asked experts to outline what the new rules might look like and the possible routes advisers can take. What qualities will the ...

CFA Societies wants industry professionals to swear oath

MARK SMITH  |  THURSDAY, 21 MAY 2015
... front and centre of everything they do, every day." The signatories said the financial services industry demands high standards of technical excellence, innate senses of ethics and market integrity from those who serve it. They acknowledged that it is ...

Treasury proposes higher regulatory levies for super funds

ALEX BURKE  |  THURSDAY, 21 MAY 2015
... services and credit licensees, professional registrants and other licensees meet their key obligations, including minimum standards of compliance, supervision and conduct," said ASIC deputy chair Peter Kell. "In approving applications, ASIC may impose ...

ISA and AIST want changes to professionalism model

DARREN SNYDER  |  WEDNESDAY, 13 MAY 2015
... Trustees (AIST) have recommended modifications to a proposed model on lifting educational, professional and ethical standards in the financial services industry. In their joint submission to a Parliamentary Joint Committee on the issue, both ISA and ...

CCMC chief executive appointed as lead ombudsman

DARREN SNYDER  |  TUESDAY, 12 MAY 2015
... developing the role of codes of practice to improve customer service, along with her efforts in promoting professional standards and business ethics in the financial advice industry," the statement said. The Australian Bankers' Association commended ...

Too many adviser associations: ASFA

ALEX BURKE  |  MONDAY, 11 MAY 2015
... Treasury that the current situation creates "unnecessary duplication" along with the potential for conflicting professional standards. The submission added that numerous adviser associations required further regulatory oversight and thus costs, which ...

Bank results underpin wealth management new era

LAURA MILLAN  |  FRIDAY, 8 MAY 2015
... National Australia Bank (NAB) and Westpac argued: "Managing conflicts in vertically integrated operations, professional standards and disclosure adequacy will be continuing areas of focus" for Australia's largest financial institutions. EY considered ...

Banking and super groups back parliamentary recommendations

DARREN SNYDER  |  FRIDAY, 8 MAY 2015
... banking and superannuation sectors have generally backed recommendations on lifting professional, ethical and education standards in the financial services industry. Public responses to a Parliamentary Joint Committee on the issue were due recently and ...

Mercer launches retirement income strategy test

DARREN SNYDER  |  WEDNESDAY, 6 MAY 2015
... important for retirees," he said. Mercer acknowledged the benefit of universal yardsticks such as ASFA's Retirement Standards, but believes its absolute nature makes it inherently unable to account for the subjective nature of adequacy and differentiating ...

SMSF trustees warned SuperStream deadline looms

MARK SMITH  |  TUESDAY, 5 MAY 2015
The deadline for self-managed super funds (SMSFs) to be compliant with the SuperStream data standards is fast approaching, and trustees who have not done so need to prepare now, the SMSF Association has warned. SMSF Association chief executive and managing ...