Search Results | Showing 161 - 170 of 1637 results for "Selling" |
| | | ... operating unregistered securities exchanges, broker-dealers and clearing agencies, as well as the unregistered offering and selling of Binance's own stablecoin. In support of these allegations, evidence presented in the SEC's filing includes a message ... |
| | | | ... adviser owes to the client? "The adviser holds itself out as providing advice. Providing advice is a task different from selling a product. Is the customer entitled to treat the adviser as acting in the customer's interest?" Further, is the duty ... |
| | | | ASIC has banned former Gleneagle fund manager, Gregory Tolpigin, from providing financial services for naked short selling. Tolpigin is also banned from controlling a financial services business or performing any function involved in carrying on a financial ... |
| | | | ... find investor support. "After five years of hard work, real innovation, and a roller coaster ride of emotion, we are now selling/closing down Blue Orbit," he said. "The performance of our global small caps fund was very good - excellent versus most of ... |
| | | | ... 2020, Brett M. Bartlett and his father-in-law Scott A. Miller raised funds from more than 1000 investors across the US by selling promissory notes, stock, and fraudulent gold contracts through their four companies. The SEC alleged that when soliciting ... |
| | | | ... manipulation. He promoted certain shares that he had an undisclosed interest in, and which he had manipulated, with a view to selling out at a higher price," said ASIC deputy chair Sarah Court said. During ASIC's search of the finfluencer's premises ... |
| | | | ... the ASX argued that mFunds have stagnated. The ASX also recently announced it was approached by Yieldbroker to consider selling its 43% stake in the latter. Yieldbroker is currently being courted by US platform Tradeweb Markets. The sale is worth $125 ... |
| | | | ... were trading for between 87.5 cents and 89.5 cents. "On 27 September 2021, Ord Minnett executed crossings between the selling client and AWN under the buy-back for a total of 2,073,561 AWN shares at 99.5 cents. This was the maximum price that AWN was ... |
| | | | ... looking to sell a business, the search fund model offers an attractive option from a succession planning perspective, too. Selling to an entrepreneur instead of a competitor, Marsland says the main reason owners sell to search funds is that the structure ... |
| | | | ... aggressive during market rallies, O'Donoghue highlighted. These emotional biases often lead to poorly timed buying and selling decisions. "It's time in the market and not timing the market; no one has that crystal ball," he said. O'Donoghue also noted ... |
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