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Showing 1731 - 1740 of 1802 results for "Regulation 2014"

St George Bank announces $580 million US subordinated notes issue

St George Bank Limited has announced today that new subordinated notes issue has been priced in New York on Wednesday for US$400 million ($580 million). The bank said the notes will have a 12-year tenor and are expected to mature on 15 October 2015. ...

New licensing guide for AFS applicants: ASIC

... application because they are unsure about how to comply," said Pauline Vamos, ASIC director of Financial Services Regulation (Licensing and Business Operations). "We have noted that many applicants fail to adequately describe how they are intending to ...

Lenders could withstand substantial housing correction: APRA

AAP  |  THURSDAY, 9 OCT 2003
Banks and mortgage brokers would withstand a substantial local housing market correction if it eventuated, an Australian Prudential Regulation Authority (APRA) study shows. APRA chairman John Laker, speaking on his 100th day in the job, today released ...

Conroy slams high-flying corporate hogs

WITH AAP  |  WEDNESDAY, 8 OCT 2003
Australia's corporate chiefs have their snouts firmly in the trough, according to Labor's spokesman for corporate governance Senator Stephen Conroy. The senator, addressing the Australian Shareholders' Association (ASA) on the eve of the release of ...

ASIC provides additional guidance for FSR relief applicants

The Australian Securities and Investments Commission (ASIC) today announced it is providing additional guidance on the factors it considers, when assessing applications for relief from the licensing or disclosure provisions of the financial services ...

APRA issues warning on unlawful early release of benefit schemes

The Australian Prudential Regulation Authority (APRA) today warned members of superannuation funds not to engage the services of individuals or companies promoting early access to preserved benefits before retirement. APRA has received an increased ...

ASIC details licensing exemptions for foreign service providers

The Australian Securities and Investments Commission (ASIC) today released guidelines expalining its approach to licensing exemptions for foreign providers of wholesale financial products. Under Policy Statement 176, according to Malcolm Rodgers, ASIC's ...

NAB Wealth Management companies to pay $67 million in investor compensation

Three National Australia Bank (NAB) wealth management companies have finalised agreements with the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) in relation to investor compensation ...

ASIC clears Australian investment banking analysts of serious misconduct

While analysts at Australian investment banks were unlikely to have been embroiled in the same conflicts of interest that have bedevilled US securities firms, the Australian Securities and Investments Commission (ASIC) said today there are a number ...

APRA reaches settlement with LifeTrack directors

The Australian Prudential Regulation Authority (APRA) announced today that it had reached a settlement with Approved Trustee, LifeTrack Management Limited and two of its directors. In response to falling equity markets, LifeTrack took steps in October ...