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Showing 1711 - 1720 of 7035 results for "December"

Pershing convicted for client breaches

ANNABELLE DICKSON  |  THURSDAY, 6 AUG 2020
... a $40,000 penalty. ASIC alleged that the company failed to comply with client money obligations between June 2016 and December 2018. Pershing pleaded guilty to three breaches of the Corporations Act and the Corporations Regulation. Pershing was fined ...

Alex Wade leaves AMP

JAMIE WILLIAMSON  |  THURSDAY, 6 AUG 2020
... this team and continue to drive our strategy forward." Wade has been with AMP for less than two years, having joined in December 2018 as group executive, advice and New Zealand. In doing so, he replaced Jack Regan who retired after an extended period ...

CFA Institute reveals new exam regime

ALLY SELBY  |  WEDNESDAY, 5 AUG 2020
... registered and postponed for June examinations have until August 19 to register to what is now the final paper-based exam in December 2020, or alternatively, they can select computer-based sittings in 2021. Candidates registered for the December sitting ...

GAM records $19bn in outflows

JAMIE WILLIAMSON  |  WEDNESDAY, 5 AUG 2020
... corresponding period. GAM's assets under management sat at $182.3 billion on June 30, down from $202.6 billion at December end. However, it did manage to weather the COVID-19 volatility, having lifted its AUM since March 31 when it was recorded at ...

Pinnacle reports FY20 inflows, profits

KANIKA SOOD  |  TUESDAY, 4 AUG 2020
... billion in total funds under management at June 30, up 8% over June, 2019. However, total assets went backwards after December (when they stood at $61.6 billion) as net inflows slowed in both retail and institutional markets and COVID-19 volatility affected ...

SelfWealth awards brokerage mandate

ALLY SELBY  |  TUESDAY, 4 AUG 2020
... offerings in the market." Similarly, OpenMarkets Group chief executive Ivan Tchourilov, who stepped into the role in December 2019, said the partnership with SelfWealth has allowed it to grow and hire during a period of crisis and uncertainty. "We're ...

Magellan to restructure retail global equities funds

KANIKA SOOD  |  MONDAY, 3 AUG 2020
... billion Magellan Global Trust (listed investment trust MGG). The meetings are expected to be convened between October and December this year. Post the restructure, the fees will be identical across all three structures. Magellan's proposed restructure ...

ERS continues super drain

ELIZA BAVIN  |  MONDAY, 3 AUG 2020
... billion and Rest at $2.7 billion. Last week the government announced it would be extending access to the ERS scheme until December, as the country continues to battle the economic effects of the COVID-19 pandemic.

Chief economist update: It's about human life, not human rights

BENJAMIN ONG  |  MONDAY, 3 AUG 2020
... weeks, easing to step 1 opening of restrictions until mid-September before the gradual move to the final step by mid-December". Recent developments in Victoria would result in lower national economic growth, higher unemployment and a bigger budget deficit. ...

ESG funds crowned winners of COVID-19 crisis

ALLY SELBY  |  MONDAY, 3 AUG 2020
... billion). At the end of June, sustainable assets recorded one of their highest levels, only outpaced by their peak at December 2019. Morningstar found there are now 108 strategies in the Australasian sustainable fund universe, up from 86 at the close ...