Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 141 - 147 of 147 results for "Jan. 1"

Disciplinary board rescinds convicted Sydney auditor's registration

The Companies Auditors and Liquidators Disciplinary Board has cancelled the registration of a Sydney auditor, following an application by the Australian Securities and Investments Commission (ASIC). The Board decided to cancel the registration of Helena ...

Federal Court continues NII proceedings following ASIC action

The Federal Court of Australia today gave directions in new proceedings brought by the Australian Securities and Investments Commission (ASIC) against Mr Henry Kaye and National Investment Institute Pty Ltd (NII). These proceedings arise from conduct ...

Adelaide auditor disciplined following ASIC application

Following an application by the Australian Securities and Investments Commission (ASIC), the Companies Auditors and Liquidators Disciplinary Board has made orders concerning Adelaide auditor Gregory Richard Wiese, of BDO Chartered Accountants. Mr Wiese ...

ASIC obtains undertakings over misleading website

The Australian Securities and Investments Commission (ASIC) has announced it has obtained undertakings from Rural & General Insurance Broking Pty Ltd (Broking), and Rural & General International Insurance Ltd (International) in the Federal Court in ...

Tower Australia to repay policyholders

Insurer Tower Australia Ltd has been ordered to repay policyholders $600,000, following a ruling today by the Federal Court of Australia. The court found Tower had engaged in misleading and deceptive conduct by including incorrect redemption or withdrawal ...

ASIC takes action against Rural and General Insurance

The Australian Securities and Investments Commission (ASIC) has obtained orders in the Federal Court in Sydney requiring Rural and General Insurance Broking Pty Limited (Rural and General) to remove material from its website pending further orders. ...

Five-year ban for securities adviser

John Fernando The Administrative Appeals Tribunal (AAT) has upheld a decision of the Australian Securities and Investments Commission (ASIC) to ban Jan Jungstedt, a former securities representative of Epic Securities, for five years on charges that ...