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Showing 1581 - 1590 of 2812 results for "Regulation"

Government limits general advice exemption in FoFA amendments

LAURA MILLAN  |  THURSDAY, 20 MAR 2014
... will report to the government in the next 12 to 18 months. The government has left the door open to introduce limited regulation "to address future remuneration structures that may be inadvertently captured by the ban on conflicted remuneration," the ...

FoFA changes to be tabled today

JAMES FERNYHOUGH  |  WEDNESDAY, 19 MAR 2014
... Financial Planning Association (FPA) said he expects the government to introduce the changes both as legislation and regulation. "Our understanding is the regulation will mirror the legislation. I think the reason for that is the regulations will be ...

APRA gets Basel III tick

JAMES FERNYHOUGH  |  WEDNESDAY, 19 MAR 2014
The Basel Committee on Banking Supervision has graded Australia's capital regulation framework as 'Compliant' with the Basel III standards. Australia's is the eighth regulatory framework to be graded by the Basel Committee. Others include the United ...

Consumers join FoFA debate

JAMES FERNYHOUGH  |  TUESDAY, 18 MAR 2014
... for consumers to be alarmed" by the proposed amendments, and criticised the government for pushing them through via regulation rather than legislating immediately. Zinn said 100 consumers had signed up to the campaign today.

ASFA calls for consistent global regulatory standards

JAMES FERNYHOUGH  |  FRIDAY, 14 MAR 2014
... standards, and operational and investment delivery. "We are still a long way from seeing some consistency of approach to regulation within countries that have state-based regulators and we are far from achieving global consistency. Pension providers ...

Asia Funds Passport on shaky ground

MARK SMITH  |  MONDAY, 10 MAR 2014
The Asia Funds Passport will never get off the ground because the majority of fund managers in the region are already aligning their products with European UCITS standards, according to EY Asia-Pacific and EMEIA asset management leader Roy Stockell. ...

New laws target promoters of early release schemes

JAMES FERNYHOUGH  |  FRIDAY, 7 MAR 2014
The senate has passed a bill allowing promoters of illegal early release schemes to be prosecuted. The bill is targeted at individuals or organisations that charge a fee for aiding clients in illegally accessing their superannuation before the preservation ...

Industry asked for views on managed investment schemes

JAMES FERNYHOUGH  |  FRIDAY, 7 MAR 2014
... The Corporations and Markets Advisory Committee (CAMAC) has called for submissions to a new discussion paper on the regulation of managed investment schemes (MISs). The discussion paper follows a report on the subject of MISs published by CAMAC in 2012. ...

ASIC drops planned MDA changes

JAMES FERNYHOUGH  |  THURSDAY, 6 MAR 2014
Planned changes to the regulation of managed discretionary accounts (MDAs) will not go ahead, the Australian Securities and Investments Commission (ASIC) has announced. In a consultation paper released in March last year, ASIC put forward a lengthy ...

Standard Life Inv steps up shareholder activism

MARK SMITH  |  TUESDAY, 4 MAR 2014
Global investment manager Standard Life Investments has said it is enjoying the benefits of new regulations which promote shareholder activism. In 2013 regulators around the world introduced new laws and regulations designed to strengthen corporate ...