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Showing 1551 - 1560 of 1802 results for "Regulation 2014"

Regulators discuss streamlining some supervision operations

ALEX DUNNIN  |  MONDAY, 12 FEB 2007
Ten years after the Wallis Financial System Inquiry and eight years after the creation of the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC), the bodies are in discussions about how ...

China booming to a bubble?

NICK OLIVER  |  WEDNESDAY, 7 FEB 2007
There are growing concerns that a bubble is forming in the Chinese stock market as local investors drive up prices to record levels, with over 1.4 million new trading accounts opening up in January alone. The Chinese Banking Regulation Commission (CBRC) ...

Macq making progress on restructure

WWW.THESHEET.COM  |  WEDNESDAY, 7 FEB 2007
Macquarie Bank has had "positive discussions" with the Commonwealth Treasury about legislative change needed for it to move to a non-operating holding company structure. Macquarie chief executive Allan Moss said the bank was encouraged by feedback from ...

BankWest moves up the rankings

HAMISH MADDEN  |  THURSDAY, 14 DEC 2006
BankWest will end 2006 as the seventh largest retail deposits bank in the country overtaking Suncorp, according to Australian Prudential Regulation Authority (APRA) figures. David Rose, head of marketing and products, said the jump up the ladder, the ...

PE investments - trustees must understand the risks

ALEX DUNNIN  |  TUESDAY, 28 NOV 2006
The race for better investment returns is pushing super funds into alternatives strategies that are badly understood by some trustees, said the Australian Prudential and Regulation Commission (APRA). Ross Jones, APRA deputy chairman told the recent ...

Whose side are you on, asks ASIC

Australian Securities and Investments Commission (ASIC) chairman, Jeff Lucy, said planners must always act in the best interest of their clients if they want the general public to view the industry as a legitimate profession. In his keynote address ...

FPA should lead not follow: Bloch

The Financial Planning Association's (FPA) chief executive, Jo-Anne Bloch, has called on FPA members to lead the debate on the challenges facing the industry in her opening address at the annual FPA conference today. "We need to lead the debate instead ...

Advisers are like architects: AFA

ALEX DUNNIN  |  WEDNESDAY, 22 NOV 2006
In debates about advice, regulation and meeting consumer needs, the toughest thing has been explaining to consumers what advisers actually do. Richard Klipin, chief executive of the Association of Financial Advisers (AFA), yesterday told the Parliamentary ...

Report your breach online: APRA

Superannuation licensees can no longer use the excuse that "it's in the mail" or that the "line was engaged" when reporting a license breach after the Australian Prudential Regulation Authority (APRA) launched an online 'Superannuation Breach Notification' ...

Smart 401(k) plan design boosts their take-up

ALEX DUNNIN  |  TUESDAY, 14 NOV 2006
Research from the US-based Investment Company Institute (ICI) reveals smart 401(k)s plan design is a big factor in their take up. "Research generally indicates that offering employer matching contributions or a loan provision increases participation. ...