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Showing 1541 - 1550 of 8748 results for "SYD"

Beware disruptors: Antipodes

ELIZABETH MCARTHUR  |  FRIDAY, 3 MAY 2019
Antipodes client portfolio manager Alison Savas says investors need to be wary of technology companies and start-ups that are billed as disrupters. Speaking at an event in Sydney, Savas explained these disrupters, or 'software as a service' technology ...

ASIC suspends advice group AFSL

ELIZABETH MCARTHUR  |  THURSDAY, 2 MAY 2019
ASIC has suspended the Australian financial services licence of a Sydney-based financial advice group. Australasia Wealth Services and Management failed to obtain membership of the Australian Financial Complaints Authority (AFCA), therefore breaching ...

ASIC bans AFSL chief executives

ELIZABETH MCARTHUR  |  MONDAY, 29 APR 2019
ASIC banned two joint chief executives from providing financial services for six years following an investigation. Jeffrey Worboys and Matthew Barnett were joint chief executives of Australian Mutual Holdings - an AFSL holder and responsible entity ...

Tribeca partners for new fund, hires lead

KANIKA SOOD  |  MONDAY, 29 APR 2019
The Sydney boutique has partnered with an advisory firm to launch a new fund that will invest in Asian credit. The Tribeca Vanda Asian Credit Fund will be managed by John Stover who joins from global multi-strategy hedge fund Farallon Capital. The fund ...

Boutique fund manager launches LIT

KARREN VERGARA  |  MONDAY, 29 APR 2019
A boutique fund manager is launching a listed investment trust in a bid to raise $500 million. Regal Funds Management's Regal Investment Fund (RF1) provides exposure to a selection of alternative investment strategies and risk-adjusted absolute ...

APRA grants ADI licence to Judo Bank

ELIZABETH MCARTHUR  |  WEDNESDAY, 24 APR 2019
The Australian Prudential Regulation Authority has granted Judo Bank, formerly Judo Capital, a licence to operate as an authorised deposit-taking institution without restrictions in what is being welcomed as a win for banking competition and fintechs. ...

Financial software firm strengthens leadership

ELIZABETH MCARTHUR  |  WEDNESDAY, 24 APR 2019
A global provider of investment management software has strengthened its leadership team with the addition of a former BNP Paribas Securities Services head of sales. SS&C Technology has appointed Steve Tremelling as managing director for institutional ...

T. Rowe Price adds investment analyst

HARRISON WORLEY  |  WEDNESDAY, 24 APR 2019
A former Colonial First State Global Asset Management portfolio manager has joined T. Rowe Price. The firm is welcoming Kim Tracey to its Australian equity team as an investment analyst in its Sydney based investment team. Tracey will report to head ...

Former super fund investment lead joins consultancy

ELIZABETH MCARTHUR  |  TUESDAY, 23 APR 2019
An independent investment consultancy has welcomed the former chief investment officer of Commonwealth Bank Group Super as it looks to expand its Australian operations. Gerard Parlevliet has joined bfinance in the newly-created role of senior strategic ...

Former Dover, Securitor adviser banned

ELIZABETH MCARTHUR  |  THURSDAY, 18 APR 2019
An adviser formerly licenced by Dover Financial Advisers has been banned for failing to provide advice in the best interest of clients. Peter Anthony Chigwidden has been banned for five years following an ASIC investigation. Chigwidden licensed by Dover ...