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Showing 1501 - 1510 of 2510 results for "Legal"

NAB responds to ASIC market manipulation allegations

ALEX BURKE  |  WEDNESDAY, 8 JUN 2016
NAB has responded to ASIC commencing legal proceedings for the bank's alleged "unconscionable conduct and market manipulation." ASIC's concerns relate to the setting of the bank bill swap reference rate (BBSW) from 2010 to 2012; the regulator previously ...

Charter Hall unveils new REIT

KERRIE SYDEE  |  WEDNESDAY, 8 JUN 2016
... J.P. Morgan Australia and UBS AG, Australia Branch, as joint lead managers on the transaction and King & Wood Mallesons as legal advisor.

US mulls borrowing limit on leveraged ETFs

MARK SMITH  |  WEDNESDAY, 8 JUN 2016
... but gained a bad reputation when the global financial crisis saw some retail investors experience heavy losses leading to legal action claiming they never should have been sold the instrument. Some investors were geared three to four times their original ...

Court dismisses ex-AMP planner seeking hold on ASIC ban

ALEX BURKE  |  WEDNESDAY, 25 MAY 2016
The Federal Court has dismissed an application made by a financial planner to restrain ASIC from making a possible banning order. ASIC issued Lionsgate Financial Group planner Rommel Panganiban with a hearing notice in late 2015 relating to concerns ...

CommInsure appoints independent review expert

ALEX BURKE  |  TUESDAY, 24 MAY 2016
... Superannuation panel member Justin Malbon, former Bupa Australia head of clinical advisory Stan Goldstein and former AMP chief legal officer Chris McRae on the panel.

Suncorp on the hunt for new CIO

KERRIE SYDEE  |  MONDAY, 23 MAY 2016
... nabInvest affiliates. Basile has also held senior investment roles with St George Bank, Commonwealth Bank of Australia, Legal & General Australia and Lend Lease Investment Management.

Competitive forces driving US pension fees down

MARK SMITH  |  WEDNESDAY, 18 MAY 2016
Greater transparency and increased competition, as well as the risk of legal proceedings, have driven companies in the US to demand lower fees from pension providers for their employees' 401(k) plans. As new disclosure rules allow companies to learn ...

Advisers beware the uncomfortable truth of the ageing brain

MARK SMITH  |  FRIDAY, 13 MAY 2016
... situation when they have a client who begins to show signs of cognitive decline but does not have a plan in place. They face legal risks if they take orders from a client who has diminished capacity; they face potential loss of business if they don't," ...

IFM Investors appoints independent chair

MARK SMITH  |  THURSDAY, 12 MAY 2016
... appointed an independent chair to the investment advisory committee of its IFM Australian Infrastructure Fund. Brad Vann is a legal practitioner with almost 35 years' experience in the delivery of infrastructure projects. He has advised governments ...

Mercer bolsters compliance offering

DARREN SNYDER  |  TUESDAY, 10 MAY 2016
... associated with the governance of a fund or a managed investment scheme are analysed and maintained within Mercer's system by its legal and governance team. These tasks are assigned to individuals and progress and compliance status of each task can be ...