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Showing 131 - 138 of 138 results for "ASIC Act"

Federal Court continues NII proceedings following ASIC action

The Federal Court of Australia today gave directions in new proceedings brought by the Australian Securities and Investments Commission (ASIC) against Mr Henry Kaye and National Investment Institute Pty Ltd (NII). These proceedings arise from conduct ...

ASIC defends its actions

The Australian Securities and Investments Commission (ASIC) has today denied allegation made in BRW saying that it has a project to target high-profile individuals. The commission defended its stance by saying that its purpose was to target wrongdoings ...

Costello thanks ASIC chairman following announcement

WITH AAP  |  TUESDAY, 12 AUG 2003
Federal Treasurer Peter Costello has expressed his thanks to the outgoing head of the corporate watchdog for his work in catching corporate criminals and enforcing business standards. Australian Securities and Investments Commission (ASIC) chairman ...

FPA criticises ACCC PI report

... Trade Practices Act to support state-based professional standards legislation. These amendments should also apply to the ASIC Act and corporations' legislation, it said.

ASIC acts on conflicts of interest

The Australian Securities and Investments Commission (ASIC) has announced the results of its program of reviewing related party disclosure documents sent to shareholders by public companies. Under the Corporations Act, public companies must dispatch ...

ASIC takes legal action against company for cold calling investors

... alleges that the conduct of Morgan Price and its officers contravenes various provisions of the Corporations Act and the ASIC Act. The commission also alleges that Morgan Price's directors and officers have engaged in unconscionable, misleading and deceptive ...

ASIC acts on fund raising information disclosure

The Australian Securities and Investments Commission (ASIC) has issued four final stop orders and revoked a further eight interim stop orders on fundraising documents that contained insufficient information for investors in the past two months, it has ...

ASIC acts on Permanent compliance breaches

Compliance consultants will conduct of review of Permanent Trustee (PTCL) and Permanent Investment Management (PIML) after an audit of the companies revealed several breaches of compliance law under the Corporations Act, the Australian Securities and ...