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Showing 131 - 140 of 142 results for "ASIC Act"

ASIC acts against Mellon for misleading statements on super fees

The Australian Securities and Investments Commission (ASIC) has on Wednesday taken action against Mellon Nominees for misleading statements made to investors relating to the fees charged on its superannuation fund. The regulator said it found a statement ...

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
A Cayman Islands-registered insurer has been banned from trading in Australia until it becomes properly licensed after a successful action brought by the Australian Securities and Investments Commission (ASIC). The Supreme Court of NSW found Triton ...

Labor calls for tougher stance on property seminars

AAP  |  THURSDAY, 27 NOV 2003
Labor has renewed calls for tougher regulation of get-rich-quick property investment seminars after receivers were called in at two of spruiker Henry Kaye's companies. The National Investment Institute and Empower Group were put in receivership yesterday. ...

ASIC moves to restrain Aloe project financiers

... the outstanding balance of their loans. ASIC alleges that EGF breached various provisions of the Corporations Act, the ASIC Act and the Trade Practices Act relating to the representations made to relevant investors, in both the AAL prospectus and in ...

Federal Court continues NII proceedings following ASIC action

The Federal Court of Australia today gave directions in new proceedings brought by the Australian Securities and Investments Commission (ASIC) against Mr Henry Kaye and National Investment Institute Pty Ltd (NII). These proceedings arise from conduct ...

ASIC defends its actions

The Australian Securities and Investments Commission (ASIC) has today denied allegation made in BRW saying that it has a project to target high-profile individuals. The commission defended its stance by saying that its purpose was to target wrongdoings ...

Costello thanks ASIC chairman following announcement

WITH AAP  |  TUESDAY, 12 AUG 2003
Federal Treasurer Peter Costello has expressed his thanks to the outgoing head of the corporate watchdog for his work in catching corporate criminals and enforcing business standards. Australian Securities and Investments Commission (ASIC) chairman ...

FPA criticises ACCC PI report

... Trade Practices Act to support state-based professional standards legislation. These amendments should also apply to the ASIC Act and corporations' legislation, it said.

ASIC acts on conflicts of interest

The Australian Securities and Investments Commission (ASIC) has announced the results of its program of reviewing related party disclosure documents sent to shareholders by public companies. Under the Corporations Act, public companies must dispatch ...

ASIC takes legal action against company for cold calling investors

... alleges that the conduct of Morgan Price and its officers contravenes various provisions of the Corporations Act and the ASIC Act. The commission also alleges that Morgan Price's directors and officers have engaged in unconscionable, misleading and deceptive ...