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Showing 1461 - 1470 of 2080 results for "Apply"

Employed advisers could face $200k liability under FoFA

JAMES FERNYHOUGH  |  TUESDAY, 11 JUN 2013
... services under their employer's AFS licence without it," she said. "If an employed adviser is not an AR, these fines won't apply to them." Violations of the Best Interests Duty include failing to act in the best interests of the client, giving advice ...

NZ Super takes stand on nuclear weapons

MARK SMITH  |  TUESDAY, 11 JUN 2013
The New Zealand Superannuation Fund (New Zealand Super) has sold its holdings in a group of nuclear base operators because they have become involved with upgrading or modifying nuclear explosive devices. Publicly listed companies Babcock & Wilcox, Fluor ...

Credit Suisse launches SIV portfolios

MARK SMITH  |  FRIDAY, 7 JUN 2013
Credit Suisse Private Banking has launched two new investment portfolios developed specifically for Significant Investor Visa (SIV) applicants. The Private Bank has also established a dedicated SIV desk, specifically focused on inbound enquiries, with ...

The death of QE

BENJAMIN ONG  |  THURSDAY, 6 JUN 2013
... convinced that the Fed would reduce its purchases of Treasuries. How stupid is that? Doesn't the law of supply and demand apply anymore? And what about equities? I'm slowly beginning to believe that traders are letting the machines (algorithms) do the ...

TASA necessary for customer protection: accountants

LAURA MILLAN  |  WEDNESDAY, 5 JUN 2013
The Institute of Public Accountants (IPA) is supporting the Tax Agent Services Act (TASA) scheduled to be voted on today in the House of Representatives. The IPA said that the measure will give Australians the necessary consumer protection when it comes ...

US hedge funds abandon Europe on new regulations

MARK SMITH  |  TUESDAY, 4 JUN 2013
... investors. The directive has a more immediate impact on US rather than European houses, as European hedge funds will be able to apply for a "passport" that allows them to market their products to European investors with ease. Ian Meade, a partner at ...

Board quotas an "embarrassment" for Australia: BlackRock

MARK SMITH  |  MONDAY, 3 JUN 2013
The introduction of quotas in a modern, egalitarian Australia "would prove to be an embarrassment," despite the obvious benefits that diversity brings, according to BlackRock. In a new research report, BlackRock also said the glacial pace of growth ...

APRA sets dates for ERF transitions

JAMES FERNYHOUGH  |  MONDAY, 3 JUN 2013
... Transitions together with the response to consultation. This prudential standard will take effect on 1 July 2014, and will apply to all registrable superannuation entity (RSE) licensees. RSE licensees wishing to retain an ERF after 1 January 2014 must ...

CAMAC recommends charitable trust audits

LAURA MILLAN  |  FRIDAY, 31 MAY 2013
... Corporations Law licensing regime, leaving consumers exposed because fee caps, disclosure rules and professional standards do not apply." The report asks for changes to the judicial dispute resolution procedures in order to enhance access to the court ...

Preamium SMA deemed suitable for SIV investors

MARK SMITH  |  FRIDAY, 24 MAY 2013
... investment scheme, adding that Praemium is working with a number of partners who are helping their clients, mostly from Asia, to apply under the SIV Scheme. "These applicants are generally highly sophisticated investors. They are based offshore but know ...